WhiteHorse Finance, Inc.
WHFFigures shown here come from public SEC filings. Dates beside each section show the available history.
How WhiteHorse Finance, Inc. Makes Money
No flow chart is shown because the available revenue and expense lines do not reconcile exactly. The reported financial history below remains available.
Financial Summary
Choose a year or quarter, compare it with the same period a year earlier, and open any row for its full filing history.
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SEC filings supply these figures; updates after the dates shown are not included. This page includes 5 annual periods. The latest annual period ends Dec 31, 2025. The latest insider filing shown is dated Jun 18, 2026. The latest institutional report shown is dated Mar 31, 2026; other ownership filings may exist.
Ownership
Who holds the shares, as reported in SEC ownership filings.
Reported 13F positions
Each row shows what a filer reported for one date, not a current position. The link opens that filing.
| Filer | Report date | Shares | Value | Filing |
|---|---|---|---|---|
| CANADA LIFE ASSURANCE Co | 2026-03-31 | 24,410 | Not shown | SEC filing |
| SIMPLEX TRADING, LLC | 2026-03-31 | 1,579 | $11.7K | SEC filing |
| PMV Capital Advisers, LLC | 2026-03-31 | 4 | $26 | SEC filing |
| NewEdge Wealth, LLC | 2026-03-31 | 16,811 | $124K | SEC filing |
| Snowden Capital Advisors LLC | 2026-03-31 | 29,217 | $224K | SEC filing |
| GABLES CAPITAL MANAGEMENT INC. | 2026-03-31 | 50,974 | $377K | SEC filing |
| Blue Trust, Inc. | 2026-03-31 | 95,601 | $707K | SEC filing |
| LPL Financial LLC | 2026-03-31 | 69,765 | $516K | SEC filing |
| BANK OF AMERICA CORP /DE/ | 2026-03-31 | 185,004 | $1.37M | SEC filing |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2026-03-31 | 37,926 | $281K | SEC filing |
| MARSHALL WACE, LLP | 2026-03-31 | 76,266 | $564K | SEC filing |
| Hilton Head Capital Partners, LLC | 2026-03-31 | 65 | $481 | SEC filing |
| OSAIC HOLDINGS, INC. | 2026-03-31 | 14,923 | $110K | SEC filing |
| BASSO CAPITAL MANAGEMENT, L.P. | 2026-03-31 | 60,000 | $444K | SEC filing |
| Allworth Financial LP | 2026-03-31 | 5 | $37 | SEC filing |
| Rockefeller Capital Management L.P. | 2026-03-31 | 1,100 | $8.14K | SEC filing |
| TWO SIGMA SECURITIES, LLC | 2026-03-31 | 17,337 | $128K | SEC filing |
| Campbell & CO Investment Adviser LLC | 2026-03-31 | 25,836 | $191K | SEC filing |
| Cambridge Investment Research Advisors, Inc. | 2026-03-31 | 47,169 | Not shown | SEC filing |
| Advisors Asset Management, Inc. | 2026-03-31 | 60,824 | $450K | SEC filing |
- Each value is checked against WhiteHorse Finance, Inc.'s share prices from within about three months of its report date (insiders' Form 4 trades and the latest close).
- Value not shown for 2 rows: the filed value is about 1,000 times too small for the share count at WhiteHorse Finance, Inc.'s share price.
Filer report history
Two reports per filer, as filed. No change is calculated, because the data on file cannot confirm that both reports describe the same security.
- BlackRock, Inc.: 128,008 shares reported 2025-12-31; 72,946 shares reported 2026-03-31.
- Closed-End Fund Advisors, Inc.: 41,157 shares reported 2025-12-31; 44,821 shares reported 2026-03-31.
- LSV ASSET MANAGEMENT: 9,900 shares reported 2025-12-31; 9,900 shares reported 2026-03-31.
- Northstar Advisory Group, LLC: 11,011 shares reported 2025-12-31; 11,397 shares reported 2026-03-31.
- INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC: 200 shares reported 2025-12-31; 200 shares reported 2026-03-31.
- Farther Finance Advisors, LLC: 1,173 shares reported 2025-12-31; 1,106 shares reported 2026-03-31.
- WELLS FARGO & COMPANY/MN: 255 shares reported 2025-12-31; 255 shares reported 2026-03-31.
- Powell Investment Advisors, LLC: 12,033 shares reported 2025-12-31; 12,033 shares reported 2026-03-31.
- NORDEN GROUP LLC: 11,000 shares reported 2025-12-31; 11,000 shares reported 2026-03-31.
- DIMENSION CAPITAL MANAGEMENT LLC: 28,337 shares reported 2025-12-31; 28,337 shares reported 2026-03-31.
- Legal & General Group Plc: 162,730 shares reported 2025-12-31; 169,074 shares reported 2026-03-31.
- O'SHAUGHNESSY ASSET MANAGEMENT, LLC: 12,662 shares reported 2025-12-31; 16,898 shares reported 2026-03-31.
Showing the 12 most recent filer reports.
25 filers have only one report here.
Unusually large insider trades
Each trade is compared with the other insider trades of the same kind in the same security among WhiteHorse Finance, Inc.'s recent filings on file. Size alone is context, not a prediction or evidence of improper trading.
- 2019-06-14 · MNAYMNEH SAMI: Larger than 17 of the 18 other insider sales of Common Stock, par value $0.001 per share on file. SEC filing
- 2019-06-14 · TAMER ANTHONY: Larger than 17 of the 18 other insider sales of Common Stock, par value $0.001 per share on file. SEC filing
Independent insiders buying near the same time
- 2026-06-15–2026-06-18: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2026-05-29–2026-06-05: 8 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing )
- 2026-05-28–2026-06-04: 7 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing )
- 2026-05-27–2026-06-02: 7 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing )
- 2026-05-22–2026-05-29: 7 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing )
- 2026-05-21–2026-05-28: 7 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing )
- 2026-03-16–2026-03-23: 4 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
- 2026-03-13–2026-03-20: 5 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
- 2026-03-12–2026-03-16: 5 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
- 2026-03-06–2026-03-13: 4 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
- 2025-12-22–2025-12-24: 7 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing )
- 2025-11-12–2025-11-14: 8 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing )
- 2020-03-12–2020-03-18: 7 event(s) across 4 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing )
- 2020-03-09–2020-03-16: 8 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing )
- 2020-03-06–2020-03-12: 6 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
- 2020-03-04–2020-03-09: 6 event(s) across 4 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
- 2018-11-27–2018-11-29: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2016-03-07–2016-03-09: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2015-11-24–2015-11-25: 9 event(s) across 4 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2015-10-09–2015-10-16: 12 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
Purchases & sales (open market or private)
| Security | Code | Price | Filing | |||
|---|---|---|---|---|---|---|
| 2026-06-18 | BOLDUC JOHN · Director | Common Stock, par value $0.001 per share | P — Open market or private purchase | +7,690 | 6.49 | SEC filing |
| 2026-06-15 | Aronson Stuart D · Chief Executive Officer | Common Stock, par value $0.001 per share | P — Open market or private purchase | +15,000 | 6.41 | SEC filing |
| 2026-06-05 | BOLDUC JOHN · Director | Common Stock, par value $0.001 per share | P — Open market or private purchase | +3,570 | 6.76 | SEC filing |
| 2026-06-05 | BOLDUC JOHN · Director | Common Stock, par value $0.001 per share | P — Open market or private purchase | +3,570 | 6.77 | SEC filing |
| 2026-06-04 | BOLDUC JOHN · Director | Common Stock, par value $0.001 per share | P — Open market or private purchase | +3,570 | 6.88 | SEC filing |
| 2026-06-04 | BOLDUC JOHN · Director | Common Stock, par value $0.001 per share | P — Open market or private purchase | +3,570 | 6.87 | SEC filing |
| 2026-06-02 | BOLDUC JOHN · Director | Common Stock, par value $0.001 per share | P — Open market or private purchase | +3,570 | 6.81 | SEC filing |
| 2026-06-01 | BOLDUC JOHN · Director | Common Stock, par value $0.001 per share | P — Open market or private purchase | +3,570 | 6.88 | SEC filing |
Showing 8 of 20 rows
Grants, exercises, tax & gifts
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2017-10-06 | PUCKETT RICK D · Director | Common Stock, par value $0.001 per share | G — Bona fide gift | −18,912 | SEC filing |
| 2015-11-20 | TAMER ANTHONY · 10% owner | Subscription Rights | O — Exercise of out-of-the-money derivative security | +84,365 | SEC filing |
| 2015-11-20 | MNAYMNEH SAMI · 10% owner | Subscription Rights | O — Exercise of out-of-the-money derivative security | +79,944 | SEC filing |
| 2015-11-20 | TAMER ANTHONY · 10% owner | Subscription Rights | O — Exercise of out-of-the-money derivative security | +9,743,071 | SEC filing |
| 2015-11-20 | Carvell James Demus III · Chief Executive Officer | Subscription Rights | O — Exercise of out-of-the-money derivative security | +11,044 | SEC filing |
| 2015-11-20 | MNAYMNEH SAMI · 10% owner | Subscription Rights | O — Exercise of out-of-the-money derivative security | +9,743,071 | SEC filing |
| 2015-11-20 | BOLDUC JOHN · Director | Subscription Rights | O — Exercise of out-of-the-money derivative security | +128,634 | SEC filing |
Showing 7 of 7 rows
These tables describe filed transactions, not current holdings. Prices are shown as filed; a currency is added only when the filing's data names one. Amended and possible duplicate rows are left out of size comparisons and transaction groups.