STEM, Inc.
STEMFigures shown here come from public SEC filings. Dates beside each section show the available history.
How STEM, Inc. Makes Money
Follow each dollar of revenue through to what shareholders keep.
From revenue to net income
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Financial Summary
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SEC filings supply these figures; updates after the dates shown are not included. This page includes 7 annual periods. The latest annual period ends Dec 31, 2025. The latest insider filing shown is dated Jun 4, 2026. The latest institutional report shown is dated Jun 30, 2025; other ownership filings may exist.
Ownership
Who holds the shares, as reported in SEC ownership filings.
Reported 13F positions
Each row shows what a filer reported for one date, not a current position. The link opens that filing.
| Filer | Report date | Shares | Value | Filing |
|---|---|---|---|---|
| Rock Point Advisors, LLC | 2025-06-30 | 11,847 | Not shown | SEC filing |
| IFP Advisors, Inc | 2025-06-30 | 394 | Not shown | SEC filing |
| OSAIC HOLDINGS, INC. | 2025-06-30 | 13,875 | Not shown | SEC filing |
| CoreCap Advisors, LLC | 2025-03-31 | 2,308 | Not shown | SEC filing |
| Allworth Financial LP | 2025-03-31 | 1,015 | Not shown | SEC filing |
| HB Wealth Management, LLC | 2025-03-31 | 29,464 | Not shown | SEC filing |
| AMALGAMATED BANK | 2025-03-31 | 5,250 | Not shown | SEC filing |
| Wealthspire Advisors, LLC | 2025-03-31 | 14,376 | Not shown | SEC filing |
| ORG Wealth Partners, LLC | 2025-03-31 | 150 | Not shown | SEC filing |
| Proficio Capital Partners LLC | 2025-03-31 | 13,153 | Not shown | SEC filing |
| MILLENNIUM MANAGEMENT LLC | 2025-03-31 | 28,051 | Not shown | SEC filing |
| GOLDMAN SACHS GROUP INC | 2025-03-31 | 392,181 | Not shown | SEC filing |
| MTM Investment Management, LLC | 2025-03-31 | 15,000 | Not shown | SEC filing |
| BARCLAYS PLC | 2025-03-31 | 184,620 | Not shown | SEC filing |
| CIBC Private Wealth Group LLC | 2025-03-31 | 9,522 | Not shown | SEC filing |
| TUDOR INVESTMENT CORP ET AL | 2025-03-31 | 91,608 | Not shown | SEC filing |
| Fidelis Capital Partners, LLC | 2025-03-31 | 15,014 | Not shown | SEC filing |
| Royal Bank of Canada | 2025-03-31 | 514,538 | Not shown | SEC filing |
| ROYAL BANK OF CANADA | 2025-03-31 | 514,538 | Not shown | SEC filing |
| Pilgrim Partners Asia Pte Ltd | 2025-03-31 | 500 | Not shown | SEC filing |
- Each value is checked against STEM, Inc.'s share prices from within about three months of its report date (insiders' Form 4 trades and the latest close).
- Value not shown for 20 rows: no share price from within three months of their report dates is on file, so they could not be checked.
Filer report history
Two reports per filer, as filed. No change is calculated, because the data on file cannot confirm that both reports describe the same security.
- OSAIC HOLDINGS, INC.: 10,886 shares reported 2025-03-31; 13,875 shares reported 2025-06-30.
114 filers have only one report here.
Unusually large insider trades
Each trade is compared with the other insider trades of the same kind in the same security among STEM, Inc.'s recent filings on file. Size alone is context, not a prediction or evidence of improper trading.
- 2025-03-12 · Carlson Michael James: Larger than 30 of the 33 other insider sales of Common Stock, Par Value $0.0001 Per Share on file. SEC filing
- 2024-05-02 · Carrington John Eugene: Larger than all 33 other insider sales of Common Stock, Par Value $0.0001 Per Share on file. SEC filing
- 2024-03-19 · Schaefer Robert: Larger than 32 of the 33 other insider sales of Common Stock, Par Value $0.0001 Per Share on file. SEC filing
- 2024-03-08 · Carrington John Eugene: Larger than 31 of the 33 other insider sales of Common Stock, Par Value $0.0001 Per Share on file. SEC filing
Purchases & sales (open market or private)
| Security | Code | Price | Filing | |||
|---|---|---|---|---|---|---|
| 2026-03-11 | Tappin Matthew · President, Software Products | Common Stock, Par Value $0.0001 Per Share | S — Open market or private sale | −402 | 10.83 | SEC filing |
| 2026-03-10 | Narayanan Arun · Chief Executive Officer | Common Stock, Par Value $0.0001 Per Share | S — Open market or private sale | −5,145 | 11.12 | SEC filing |
| 2026-03-10 | Laureles Saul R. · Chief Legal Officer | Common Stock, Par Value $0.0001 Per Share | S — Open market or private sale | −942 | 11.12 | SEC filing |
| 2026-03-10 | Tappin Matthew · President, Software Products | Common Stock, Par Value $0.0001 Per Share | S — Open market or private sale | −655 | 11.12 | SEC filing |
| 2026-03-10 | Carlson Michael James · President, Managed Services | Common Stock, Par Value $0.0001 Per Share | S — Open market or private sale | −2,079 | 11.12 | SEC filing |
| 2026-03-04 | Tappin Matthew · President, Software Products | Common Stock, Par Value $0.0001 Per Share | S — Open market or private sale | −185 | 10.00 | SEC filing |
| 2026-03-03 | Tappin Matthew · President, Software Products | Common Stock, Par Value $0.0001 Per Share | S — Open market or private sale | −300 | 9.67 | SEC filing |
| 2026-03-03 | Laureles Saul R. · Chief Legal Officer | Common Stock, Par Value $0.0001 Per Share | S — Open market or private sale | −292 | 9.67 | SEC filing |
Showing 8 of 15 rows
Grants, exercises, tax & gifts
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2026-06-03 | Shivram Krishna · Director | Restricted Stock Unit | A — Grant, award, or other acquisition | +12,168 | SEC filing |
| 2026-06-03 | Daley Adam · Director | Restricted Stock Unit | A — Grant, award, or other acquisition | +12,168 | SEC filing |
| 2026-06-03 | Guruswamy Vasudevan · Director | Restricted Stock Unit | A — Grant, award, or other acquisition | +12,168 | SEC filing |
| 2026-06-03 | TYSON LAURA D · Director | Restricted Stock Unit | A — Grant, award, or other acquisition | +12,168 | SEC filing |
| 2026-06-03 | Birns Ira M · Director | Restricted Stock Unit | A — Grant, award, or other acquisition | +12,168 | SEC filing |
| 2026-06-03 | Tammineedi Anil · Director | Restricted Stock Unit | A — Grant, award, or other acquisition | +12,168 | SEC filing |
| 2026-06-03 | BUZBY DAVID S · Director | Restricted Stock Unit | A — Grant, award, or other acquisition | +12,168 | SEC filing |
| 2026-03-07 | Narayanan Arun · Chief Executive Officer | Restricted Stock Unit | M — Exercise or conversion of derivative security | −5,625 | SEC filing |
Showing 8 of 31 rows
These tables describe filed transactions, not current holdings. Prices are shown as filed; a currency is added only when the filing's data names one. Amended and possible duplicate rows are left out of size comparisons and transaction groups.