Stellus Capital Investment Corp

SCM
As of the close on Sep 25, 2026
Price
$7.65
Market cap
$218M
P/E (diluted TTM)
7.4
EPS (TTM)
$1.03
Four quarters to Jun 30, 2026
Dividend yield
—
Dividend records do not yet cover the latest payments

Figures shown here come from public SEC filings. Dates beside each section show the available history.

How Stellus Capital Investment Corp Makes Money

No flow chart is shown because the available revenue and expense lines do not reconcile exactly. The reported financial history below remains available.

Financial Summary

Choose a year or quarter, compare it with the same period a year earlier, and open any row for its full filing history.

Loading financial history…

SEC filings supply these figures; updates after the dates shown are not included. This page includes 11 annual periods. The latest annual period ends Dec 31, 2025. The latest insider filing shown is dated Jun 25, 2026. The latest institutional report shown is dated Mar 31, 2026; other ownership filings may exist.

Ownership

Who holds the shares, as reported in SEC ownership filings.

Reported 13F positions

Each row shows what a filer reported for one date, not a current position. The link opens that filing.

Filer Report date Shares Value Filing
U.S. Capital Wealth Advisors, LLC 2026-03-31 11,033 $102K SEC filing
Janney Montgomery Scott LLC 2026-03-31 43,333 Not shown SEC filing
ROYAL BANK OF CANADA 2026-03-31 17,827 $164K SEC filing
Corient Private Wealth LLC 2026-03-31 255,479 $2.35M SEC filing
Brevan Howard Capital Management LP 2026-03-31 12,388 $114K SEC filing
nVerses Capital, LLC 2026-03-31 12,933 $119K SEC filing
BANK OF AMERICA CORP /DE/ 2026-03-31 25,811 $238K SEC filing
State of Alaska, Department of Revenue 2026-03-31 1,166 Not shown SEC filing
BNP PARIBAS FINANCIAL MARKETS 2026-03-31 1,310 $12.1K SEC filing
PFG Investments, LLC 2026-03-31 74,661 $688K SEC filing
Rockefeller Capital Management L.P. 2026-03-31 3,234 $29.8K SEC filing
UBS Group AG 2026-03-31 100,396 $925K SEC filing
Ethos Financial Group, LLC 2026-03-31 197,790 Not shown SEC filing
Inspire Advisors, LLC 2026-03-31 111,157 $1.02M SEC filing
DANSKE BANK A/S 2026-03-31 6 $55 SEC filing
Concurrent Investment Advisors, LLC 2026-03-31 13,111 $121K SEC filing
CONDOR CAPITAL MANAGEMENT 2026-03-31 206,416 $1.9M SEC filing
CANADA LIFE ASSURANCE Co 2026-03-31 31,566 Not shown SEC filing
Tower Research Capital LLC (TRC) 2026-03-31 575 $5.3K SEC filing
Sunbelt Securities, Inc. 2026-03-31 203,190 $1.87M SEC filing
  • Each value is checked against Stellus Capital Investment Corp's share prices from within about three months of its report date (insiders' Form 4 trades and the latest close).
  • Value not shown for 3 rows: the filed value is about 1,000 times too small for the share count at Stellus Capital Investment Corp's share price.
  • Value not shown for 1 row: the value per share could not be confirmed against the share prices on file from within three months of the report date.

Filer report history

Two reports per filer, as filed. No change is calculated, because the data on file cannot confirm that both reports describe the same security.

  • Sumitomo Mitsui Trust Group, Inc.: 156,050 shares reported 2025-12-31; 156,151 shares reported 2026-03-31.
  • LPL Financial LLC: 309,045 shares reported 2025-12-31; 314,792 shares reported 2026-03-31.
  • PRIVATE TRUST CO NA: 1,097 shares reported 2025-12-31; 1,097 shares reported 2026-03-31.
  • JANE STREET GROUP, LLC: 34,929 shares reported 2025-12-31; 19,940 shares reported 2026-03-31.
  • WELLS FARGO & COMPANY/MN: 13,381 shares reported 2025-12-31; 15,195 shares reported 2026-03-31.
  • Legal & General Group Plc: 204,285 shares reported 2025-12-31; 229,535 shares reported 2026-03-31.
  • NORTHERN TRUST CORP: 21,932 shares reported 2025-12-31; 10,173 shares reported 2026-03-31.
  • Muzinich & Co., Inc.: 253,534 shares reported 2025-12-31; 254,834 shares reported 2026-03-31.
  • OSAIC HOLDINGS, INC.: 31,841 shares reported 2025-12-31; 4,313 shares reported 2026-03-31.
  • Advisors Asset Management, Inc.: 183,055 shares reported 2025-12-31; 192,693 shares reported 2026-03-31.
  • Key Financial Inc: 500 shares reported 2025-12-31; 500 shares reported 2026-03-31.
  • Aventura Private Wealth, LLC: 472 shares reported 2025-12-31; 472 shares reported 2026-03-31.

Showing the 12 most recent filer reports.

29 filers have only one report here.

Unusually large insider trades

Each trade is compared with the other insider trades of the same kind in the same security among Stellus Capital Investment Corp's recent filings on file. Size alone is context, not a prediction or evidence of improper trading.

  • 2015-05-27 · D. E. SHAW & CO, L.P.: Larger than all 12 other insider sales of Common Stock, par value $0.001 per share on file. SEC filing
  • 2013-09-11 · D. E. SHAW & CO, L.P.: Larger than 11 of the 12 other insider sales of Common Stock, par value $0.001 per share on file. SEC filing

Independent insiders buying near the same time

  • 2026-03-13–2026-03-16: 7 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing )
  • 2022-06-16–2022-06-17: 7 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing )
  • 2020-03-16–2020-03-23: 17 event(s) across 4 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
  • 2020-03-12–2020-03-19: 18 event(s) across 5 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
  • 2020-03-11–2020-03-18: 15 event(s) across 5 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
  • 2020-03-09–2020-03-16: 11 event(s) across 5 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
  • 2018-12-17–2018-12-24: 8 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing )
  • 2018-03-12–2018-03-16: 4 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
  • 2018-03-08–2018-03-15: 5 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
  • 2017-12-07–2017-12-08: 6 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
  • 2017-11-14–2017-11-16: 11 event(s) across 4 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
  • 2017-09-08–2017-09-14: 4 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
  • 2017-06-13–2017-06-20: 4 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
  • 2017-06-09–2017-06-13: 4 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
  • 2015-12-15–2015-12-22: 5 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
  • 2015-12-14–2015-12-21: 6 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
  • 2015-12-11–2015-12-18: 6 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
  • 2015-08-18–2015-08-24: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
  • 2015-08-12–2015-08-18: 6 event(s) across 5 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
  • 2014-12-04–2014-12-08: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )

Purchases & sales (open market or private)

SecurityCodePriceFiling
2026-06-23Arnoult J Tim · DirectorCommon StockP — Open market or private purchase+7008.29SEC filing
2026-05-19Arnoult J Tim · DirectorCommon StockP — Open market or private purchase+9,0009.05SEC filing
2026-05-13Arnoult J Tim · DirectorCommon StockP — Open market or private purchase+1,0009.27SEC filing
2026-03-16Ladd Robert T. · President and CEOCommon StockP — Open market or private purchase+1,7008.45SEC filing
2026-03-13Bilger Bruce R · DirectorCommon StockP — Open market or private purchase+11,1118.73SEC filing
2026-03-13Bilger Bruce R · DirectorCommon StockP — Open market or private purchase+4,6008.75SEC filing
2026-03-13Bilger Bruce R · DirectorCommon StockP — Open market or private purchase+19,4178.76SEC filing
2026-03-13Huskinson W. Todd · CFO and CCOCommon StockP — Open market or private purchase+5,7008.79SEC filing

Showing 8 of 20 rows

These tables describe filed transactions, not current holdings. Prices are shown as filed; a currency is added only when the filing's data names one. Amended and possible duplicate rows are left out of size comparisons and transaction groups.