Saratoga Investment Corp.
SARFigures shown here come from public SEC filings. Dates beside each section show the available history.
How Saratoga Investment Corp. Makes Money
No flow chart is shown because the available revenue and expense lines do not reconcile exactly. The reported financial history below remains available.
Financial Summary
Choose a year or quarter, compare it with the same period a year earlier, and open any row for its full filing history.
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SEC filings supply these figures; updates after the dates shown are not included. This page includes 6 annual periods. The latest annual period ends Feb 28, 2026. The latest insider filing shown is dated Jan 30, 2026.
Ownership
Who holds the shares, as reported in SEC ownership filings.
Independent insiders buying near the same time
- 2020-05-14–2020-05-21: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2020-05-08–2020-05-14: 7 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing )
- 2011-01-20–2011-01-20: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2010-07-30–2010-08-04: 4 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
- 2008-06-06–2008-06-10: 9 event(s) across 4 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2007-07-24–2007-07-31: 8 event(s) across 6 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing )
- 2007-03-23–2007-03-23: 8 event(s) across 8 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing )
Purchases & sales (open market or private)
| Security | Code | Price | Filing | |||
|---|---|---|---|---|---|---|
| 2023-05-04 | Oberbeck Christian L · CEO, Director and President | Common Stock | P — Open market or private purchase | +2,000 | 23.81 | SEC filing |
| 2022-08-02 | Looney Steven M · Director | Common Stock | P — Open market or private purchase | +1,250 | 23.54 | SEC filing |
| 2020-08-11 | Oberbeck Christian L · CEO and Director | Common Stock | P — Open market or private purchase | +2,000 | 17.67 | SEC filing |
| 2020-08-10 | Oberbeck Christian L · CEO and Director | Common Stock | P — Open market or private purchase | +5,000 | 17.51 | SEC filing |
| 2020-07-24 | Oberbeck Christian L · CEO and Director | Common Stock | P — Open market or private purchase | +1,000 | 16.89 | SEC filing |
| 2020-07-23 | Oberbeck Christian L · CEO and Director | Common Stock | P — Open market or private purchase | +3,000 | 17.50 | SEC filing |
| 2020-07-22 | Oberbeck Christian L · CEO and Director | Common Stock | P — Open market or private purchase | +2,000 | 17.53 | SEC filing |
| 2020-07-13 | Oberbeck Christian L · CEO and Director | Common Stock | P — Open market or private purchase | +500 | 16.00 | SEC filing |
Showing 8 of 16 rows
Grants, exercises, tax & gifts
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2026-01-29 | Oberbeck Christian L · CEO and Director | Common Stock | G — Bona fide gift | −1,000 | SEC filing |
| 2025-12-19 | Oberbeck Christian L · CEO and Director | Common Stock | G — Bona fide gift | −1,000 | SEC filing |
| 2025-12-11 | Oberbeck Christian L · CEO and Director | Common Stock | G — Bona fide gift | +7,800 | SEC filing |
| 2025-12-11 | Oberbeck Christian L · CEO and Director | Common Stock | G — Bona fide gift | −5,200 | SEC filing |
| 2025-12-11 | Oberbeck Christian L · CEO and Director | Common Stock | G — Bona fide gift | −7,800 | SEC filing |
| 2024-12-02 | Oberbeck Christian L · CEO and Director | Common Stock | G — Bona fide gift | −5,120 | SEC filing |
| 2024-12-02 | Oberbeck Christian L · CEO and Director | Common Stock | G — Bona fide gift | −7,680 | SEC filing |
| 2024-12-02 | Oberbeck Christian L · CEO and Director | Common Stock | G — Bona fide gift | +7,680 | SEC filing |
Showing 8 of 12 rows
Other activity
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2025-09-23 | Oberbeck Christian L · CEO and Director | Common Stock | J — Other acquisition or disposition | −606 | SEC filing |
| 2025-07-31 | Oberbeck Christian L · CEO and Director | Common Stock | J — Other acquisition or disposition | −2,252 | SEC filing |
| 2025-07-30 | Oberbeck Christian L · CEO & Director | Common Stock | J — Other acquisition or disposition | −48 | SEC filing |
| 2025-07-29 | Oberbeck Christian L · CEO & Director | Common Stock | J — Other acquisition or disposition | −28,261 | SEC filing |
| 2025-07-29 | Steenkamp Henri J · CFO, CCO, Treasurer and Sec. | Common Stock | J — Other acquisition or disposition | +4,373 | SEC filing |
| 2024-11-05 | Oberbeck Christian L · CEO and Director | Common Stock | J — Other acquisition or disposition | −430 | SEC filing |
| 2024-10-07 | Oberbeck Christian L · CEO and Director | Common Stock | J — Other acquisition or disposition | −248 | SEC filing |
| 2024-08-13 | Oberbeck Christian L · CEO and Director | Common Stock | J — Other acquisition or disposition | −635 | SEC filing |
Showing 8 of 10 rows
These tables describe filed transactions, not current holdings. Prices are shown as filed; a currency is added only when the filing's data names one. Amended and possible duplicate rows are left out of size comparisons and transaction groups.