Prospect Capital Corp
PSECFigures shown here come from public SEC filings. Dates beside each section show the available history.
How Prospect Capital Corp Makes Money
No flow chart is shown because the available revenue and expense lines do not reconcile exactly. The reported financial history below remains available.
Financial Summary
Choose a year or quarter, compare it with the same period a year earlier, and open any row for its full filing history.
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SEC filings supply these figures; updates after the dates shown are not included. This page includes 8 annual periods. The latest annual period ends Jun 30, 2025. The latest insider filing shown is dated Jun 25, 2026. The latest institutional report shown is dated Mar 31, 2026; other ownership filings may exist.
Ownership
Who holds the shares, as reported in SEC ownership filings.
Reported 13F positions
Each row shows what a filer reported for one date, not a current position. The link opens that filing.
| Filer | Report date | Shares | Value | Filing |
|---|---|---|---|---|
| ROYAL BANK OF CANADA | 2026-03-31 | 81,016 | $212K | SEC filing |
| Sculati Wealth Management, LLC | 2026-03-31 | 16,265 | $42.5K | SEC filing |
| Virtus Investment Advisers, LLC | 2026-03-31 | 337,946 | $882K | SEC filing |
| Spire Wealth Management | 2026-03-31 | 102,608 | $268K | SEC filing |
| Modera Wealth Management, LLC | 2026-03-31 | 26,334 | $68.7K | SEC filing |
| M&T Bank Corp | 2026-03-31 | 69,179 | $181K | SEC filing |
| Clear Harbor Asset Management, LLC | 2026-03-31 | 65,500 | $171K | SEC filing |
| RAYMOND JAMES FINANCIAL INC | 2026-03-31 | 499,760 | $1.3M | SEC filing |
| NBC SECURITIES, INC. | 2026-03-31 | 200 | $522 | SEC filing |
| Hilltop National Bank | 2026-03-31 | 380 | $992 | SEC filing |
| Mariner, LLC | 2026-03-31 | 35,572 | $92.8K | SEC filing |
| Ethos Financial Group, LLC | 2026-03-31 | 40,459 | $105K | SEC filing |
| Samalin Investment Counsel, LLC | 2026-03-31 | 19,529 | $51K | SEC filing |
| GUGGENHEIM CAPITAL LLC | 2026-03-31 | 200,777 | $524K | SEC filing |
| Avion Wealth | 2026-03-31 | 5,100 | Not shown | SEC filing |
| Tweedy, Browne Co LLC | 2026-03-31 | 162,953 | $422K | SEC filing |
| EVERGREEN CAPITAL MANAGEMENT LLC | 2026-03-31 | 67,139 | $175K | SEC filing |
| SIGNATUREFD, LLC | 2026-03-31 | 10,291 | $26.9K | SEC filing |
| BFSG, LLC | 2026-03-31 | 72,844 | $190K | SEC filing |
| VAN ECK ASSOCIATES CORP | 2026-03-31 | 7,296,734 | Not shown | SEC filing |
- Each value is checked against Prospect Capital Corp's share prices from within about three months of its report date (insiders' Form 4 trades and the latest close).
- Value not shown for 2 rows: the filed value is about 1,000 times too small for the share count at Prospect Capital Corp's share price.
120 filers have only one report here.
Independent insiders buying near the same time
- 2025-09-22–2025-09-25: 5 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
- 2025-09-17–2025-09-24: 4 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
- 2025-03-17–2025-03-24: 8 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing )
- 2025-03-14–2025-03-21: 9 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2025-03-13–2025-03-20: 9 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2025-03-12–2025-03-19: 9 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2025-03-11–2025-03-18: 10 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2024-11-22–2024-11-29: 6 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
- 2024-11-20–2024-11-27: 9 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2024-11-19–2024-11-26: 10 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2024-11-18–2024-11-25: 11 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2024-11-15–2024-11-22: 12 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2024-11-14–2024-11-21: 13 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2024-11-12–2024-11-19: 11 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2024-09-10–2024-09-17: 6 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
- 2024-09-09–2024-09-16: 7 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing )
- 2024-09-06–2024-09-13: 8 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing )
- 2024-09-05–2024-09-12: 10 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2024-09-03–2024-09-10: 14 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2024-08-30–2024-09-06: 14 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
Purchases & sales (open market or private)
| Security | Code | Price | Filing | |||
|---|---|---|---|---|---|---|
| 2026-06-23 | Barry John F · CHIEF EXECUTIVE OFFICER | COMMON STOCK | P — Open market or private purchase | +67,648 | 2.27 | SEC filing |
| 2026-06-23 | Barry John F · CHIEF EXECUTIVE OFFICER | COMMON STOCK | P — Open market or private purchase | +1,000,000 | 2.27 | SEC filing |
| 2026-06-22 | Barry John F · CHIEF EXECUTIVE OFFICER | COMMON STOCK | P — Open market or private purchase | +1,000,000 | 2.25 | SEC filing |
| 2026-05-26 | Barry John F · CHIEF EXECUTIVE OFFICER | COMMON STOCK | P — Open market or private purchase | +3,000 | 2.33 | SEC filing |
| 2026-05-26 | Barry John F · CHIEF EXECUTIVE OFFICER | COMMON STOCK | P — Open market or private purchase | +430,000 | 2.32 | SEC filing |
| 2026-05-22 | Barry John F · CHIEF EXECUTIVE OFFICER | COMMON STOCK | P — Open market or private purchase | +100,000 | 2.32 | SEC filing |
| 2026-05-22 | Barry John F · CHIEF EXECUTIVE OFFICER | COMMON STOCK | P — Open market or private purchase | +100,000 | 2.33 | SEC filing |
| 2026-05-22 | Barry John F · CHIEF EXECUTIVE OFFICER | COMMON STOCK | P — Open market or private purchase | +32,000 | 2.29 | SEC filing |
Showing 8 of 10 rows
Grants, exercises, tax & gifts
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2023-12-27 | Barry John F · CHIEF EXECUTIVE OFFICER | COMMON STOCK | G — Bona fide gift | −2,582,000 | SEC filing |
| 2023-12-26 | Barry John F · CHIEF EXECUTIVE OFFICER | COMMON STOCK | G — Bona fide gift | −5,427,977 | SEC filing |
| 2022-12-29 | Barry John F · CHIEF EXECUTIVE OFFICER | COMMON STOCK | G — Bona fide gift | −7,512,116 | SEC filing |
Showing 3 of 3 rows
These tables describe filed transactions, not current holdings. Prices are shown as filed; a currency is added only when the filing's data names one. Amended and possible duplicate rows are left out of size comparisons and transaction groups.