Pennantpark Investment Corp
PNNTAs of the close on Sep 25, 2026
Price
$3.32
Market cap
$217M
P/E (diluted TTM)
—
Per-share earnings are not available for each of the last four quarters
EPS (TTM)
—
Per-share earnings are not available for each of the last four quarters
Dividend yield
—
Dividend records do not yet cover the latest payments
Figures shown here come from public SEC filings. Dates beside each section show the available history.
How Pennantpark Investment Corp Makes Money
No flow chart is shown because the available revenue and expense lines do not reconcile exactly. The reported financial history below remains available.
Financial Summary
Choose a year or quarter, compare it with the same period a year earlier, and open any row for its full filing history.
Loading financial history…
SEC filings supply these figures; updates after the dates shown are not included. This page includes 6 annual periods. The latest annual period ends Sep 30, 2025. The latest insider filing shown is dated Mar 12, 2026. The latest institutional report shown is dated Mar 31, 2026; other ownership filings may exist.
Ownership
Who holds the shares, as reported in SEC ownership filings.
Reported 13F positions
Each row shows what a filer reported for one date, not a current position. The link opens that filing.
| Filer | Report date | Shares | Value | Filing |
|---|---|---|---|---|
| US BANCORP \DE\ | 2026-03-31 | 26,500 | $119K | SEC filing |
| AlphaCentric Advisors LLC | 2026-03-31 | 155,950 | $700K | SEC filing |
| Essex Financial Services, Inc. | 2026-03-31 | 40,696 | $183K | SEC filing |
| Mariner, LLC | 2026-03-31 | 13,297 | $59.7K | SEC filing |
| TWO SIGMA SECURITIES, LLC | 2026-03-31 | 17,814 | $80K | SEC filing |
| XTX Topco Ltd | 2026-03-31 | 65,378 | $294K | SEC filing |
| Thrivent Financial for Lutherans | 2026-03-31 | 77,588 | Not shown | SEC filing |
| First Affirmative Financial Network | 2026-03-31 | 19,487 | $87.5K | SEC filing |
| West Financial Advisors, LLC | 2026-03-31 | 393 | $1.76K | SEC filing |
| HighTower Advisors, LLC | 2026-03-31 | 24,310 | $109K | SEC filing |
| Creative Planning | 2026-03-31 | 24,437 | $110K | SEC filing |
| LSV ASSET MANAGEMENT | 2026-03-31 | 1,454,141 | Not shown | SEC filing |
| Janney Montgomery Scott LLC | 2026-03-31 | 123,650 | Not shown | SEC filing |
| CAXTON ASSOCIATES LLP | 2026-03-31 | 41,606 | $187K | SEC filing |
| DENALI ADVISORS LLC | 2026-03-31 | 70,808 | $318K | SEC filing |
| Steward Partners Investment Advisory, LLC | 2026-03-31 | 1,440 | $6.47K | SEC filing |
| MILLENNIUM MANAGEMENT LLC | 2026-03-31 | 117,910 | $529K | SEC filing |
| Truvestments Capital LLC | 2026-03-31 | 221,822 | $996K | SEC filing |
| NorthRock Partners, LLC | 2026-03-31 | 11,814 | $53K | SEC filing |
| Freestone Capital Holdings, LLC | 2026-03-31 | 53,000 | $238K | SEC filing |
- Each value is checked against Pennantpark Investment Corp's share prices from within about three months of its report date (insiders' Form 4 trades and the latest close).
- Value not shown for 3 rows: the filed value is about 1,000 times too small for the share count at Pennantpark Investment Corp's share price.
Filer report history
Two reports per filer, as filed. No change is calculated, because the data on file cannot confirm that both reports describe the same security.
- Sterneck Capital Management, LLC: 77,738 shares reported 2025-12-31; 77,438 shares reported 2026-03-31.
- Fortis Group Advisors, LLC: 523 shares reported 2025-12-31; 523 shares reported 2026-03-31.
- TrinityBridge Ltd: 24,150 shares reported 2025-12-31; 24,150 shares reported 2026-03-31.
- Lido Advisors, LLC: 246,312 shares reported 2025-12-31; 246,312 shares reported 2026-03-31.
- PIN OAK INVESTMENT ADVISORS INC: 2,762 shares reported 2025-12-31; 2,762 shares reported 2026-03-31.
- Tower Research Capital LLC (TRC): 14,538 shares reported 2025-12-31; 19,145 shares reported 2026-03-31.
- Ethos Financial Group, LLC: 27,190 shares reported 2025-12-31; 27,190 shares reported 2026-03-31.
- CANADA LIFE ASSURANCE Co: 83,111 shares reported 2025-12-31; 71,202 shares reported 2026-03-31.
- Kovack Advisors, Inc.: 88,233 shares reported 2025-12-31; 103,233 shares reported 2026-03-31.
- XTX Topco Ltd: 114,408 shares reported 2025-12-31; 65,378 shares reported 2026-03-31.
100 filers have only one report here.
Independent insiders buying near the same time
- 2023-05-12–2023-05-18: 6 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
- 2020-03-18–2020-03-23: 5 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
- 2017-12-01–2017-12-06: 5 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
- 2016-11-29–2016-12-06: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2016-11-23–2016-11-29: 5 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
- 2015-11-12–2015-11-19: 6 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
- 2015-02-10–2015-02-17: 6 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
- 2015-02-06–2015-02-12: 9 event(s) across 4 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2014-05-09–2014-05-13: 4 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
- 2010-08-12–2010-08-12: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2010-05-07–2010-05-07: 3 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2009-11-20–2009-11-25: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2009-08-07–2009-08-14: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2009-05-15–2009-05-22: 4 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
- 2009-02-17–2009-02-24: 6 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
- 2008-12-05–2008-12-10: 3 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2008-12-01–2008-12-08: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2008-11-24–2008-12-01: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2008-05-12–2008-05-13: 4 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
Purchases & sales (open market or private)
| Security | Code | Price | Filing | |||
|---|---|---|---|---|---|---|
| 2026-03-11 | Allorto Richard T JR · CFO and Treasurer | Common Stock | P — Open market or private purchase | +15,000 | 4.88 | SEC filing |
| 2025-12-08 | Flug Jeffrey · Director | Common Stock | S — Open market or private sale | −121,533 | 5.92 | SEC filing |
| 2025-12-05 | Flug Jeffrey · Director | Common Stock | S — Open market or private sale | −20,000 | 5.85 | SEC filing |
| 2025-12-04 | Flug Jeffrey · Director | Common Stock | S — Open market or private sale | −23,303 | 5.78 | SEC filing |
| 2025-12-03 | Flug Jeffrey · Director | Common Stock | S — Open market or private sale | −10,000 | 5.75 | SEC filing |
| 2025-12-01 | Briones Jose A · Director | Common Stock | P — Open market or private purchase | +4,235 | 5.91 | SEC filing |
| 2025-12-01 | Flug Jeffrey · Director | Common Stock | S — Open market or private sale | −21,100 | 6.04 | SEC filing |
| 2025-11-28 | Flug Jeffrey · Director | Common Stock | S — Open market or private sale | −15,000 | 6.06 | SEC filing |
Showing 8 of 18 rows
Other activity
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2023-02-16 | Flug Jeffrey · Director | Common Stock | J — Other acquisition or disposition | +137,887 | SEC filing |
| 2023-02-16 | Flug Jeffrey · Director | Common Stock | J — Other acquisition or disposition | −137,887 | SEC filing |
| 2022-02-17 | Flug Jeffrey · Director | Common Stock | J — Other acquisition or disposition | −9,500 | SEC filing |
| 2020-12-03 | KATZ SAMUEL L · Director | Common Stock | J — Other acquisition or disposition | +177,281 | SEC filing |
| 2020-12-03 | KATZ SAMUEL L · Director | Common Stock | J — Other acquisition or disposition | −177,281 | SEC filing |
| 2020-11-23 | Flug Jeffrey · Director | Common Stock | J — Other acquisition or disposition | −11,500 | SEC filing |
Showing 6 of 6 rows
These tables describe filed transactions, not current holdings. Prices are shown as filed; a currency is added only when the filing's data names one. Amended and possible duplicate rows are left out of size comparisons and transaction groups.