PennantPark Floating Rate Capital Ltd.
PFLTAs of the close on Sep 25, 2026
Price
$6.99
Market cap
—
Several listings share these filings and no reported share count confirms the cover figure
P/E (diluted TTM)
—
Per-share earnings are not available for each of the last four quarters
EPS (TTM)
—
Per-share earnings are not available for each of the last four quarters
Dividend yield
—
Dividend records do not yet cover the latest payments
Figures shown here come from public SEC filings. Dates beside each section show the available history.
How PennantPark Floating Rate Capital Ltd. Makes Money
No flow chart is shown because the available revenue and expense lines do not reconcile exactly. The reported financial history below remains available.
Financial Summary
Choose a year or quarter, compare it with the same period a year earlier, and open any row for its full filing history.
Loading financial history…
SEC filings supply these figures; updates after the dates shown are not included. This page includes 6 annual periods. The latest annual period ends Sep 30, 2025. The latest insider filing shown is dated May 12, 2026. The latest institutional report shown is dated Mar 31, 2026; other ownership filings may exist.
Ownership
Who holds the shares, as reported in SEC ownership filings.
Reported 13F positions
Each row shows what a filer reported for one date, not a current position. The link opens that filing.
| Filer | Report date | Shares | Value | Filing |
|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 2026-03-31 | 1,771 | $14.2K | SEC filing |
| PMV Capital Advisers, LLC | 2026-03-31 | 12 | $98 | SEC filing |
| COMMONWEALTH EQUITY SERVICES, LLC | 2026-03-31 | 52,991 | $426K | SEC filing |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2026-03-31 | 4,000 | $32.2K | SEC filing |
| DELTA ASSET MANAGEMENT LLC/TN | 2026-03-31 | 825 | $6.63K | SEC filing |
| Yelin Lapidot Holdings Management Ltd. | 2026-03-31 | 74,427 | $598K | SEC filing |
| AE Wealth Management LLC | 2026-03-31 | 22,546 | $181K | SEC filing |
| ENVESTNET ASSET MANAGEMENT INC | 2026-03-31 | 49,530 | $398K | SEC filing |
| Avior Wealth Management, LLC | 2026-03-31 | 20,751 | $167K | SEC filing |
| CANADA LIFE ASSURANCE Co | 2026-03-31 | 108,194 | Not shown | SEC filing |
| BlackRock, Inc. | 2026-03-31 | 385,021 | $3.1M | SEC filing |
| UBS Group AG | 2026-03-31 | 2,020,025 | $16.2M | SEC filing |
| Glenview Trust Co | 2026-03-31 | 10,650 | $85.6K | SEC filing |
| Strategic Financial Concepts, LLC | 2026-03-31 | 26,239 | $211K | SEC filing |
| NOMURA HOLDINGS INC | 2026-03-31 | 12,500 | $101K | SEC filing |
| Farther Finance Advisors, LLC | 2026-03-31 | 8,087 | $64.8K | SEC filing |
| GOLDMAN SACHS GROUP INC | 2026-03-31 | 72,446 | $582K | SEC filing |
| WINTON GROUP Ltd | 2026-03-31 | 11,070 | $89K | SEC filing |
| NOMURA ASSET MANAGEMENT CO LTD | 2026-03-31 | 2,113 | $17K | SEC filing |
| NBC SECURITIES, INC. | 2026-03-31 | 546 | $4.39K | SEC filing |
- Each value is checked against PennantPark Floating Rate Capital Ltd.'s share prices from within about three months of its report date (insiders' Form 4 trades and the latest close).
- Value not shown for 1 row: the filed value is about 1,000 times too small for the share count at PennantPark Floating Rate Capital Ltd.'s share price.
120 filers have only one report here.
Unusually large insider trades
Each trade is compared with the other insider trades of the same kind in the same security among PennantPark Floating Rate Capital Ltd.'s recent filings on file. Size alone is context, not a prediction or evidence of improper trading.
- 2020-03-23 · Efrat Aviv: Larger than 57 of the 62 other insider purchases of Common Stock on file. SEC filing
- 2020-03-20 · Efrat Aviv: Larger than 61 of the 62 other insider purchases of Common Stock on file. SEC filing
- 2019-09-04 · KATZ SAMUEL L: Larger than 60 of the 62 other insider purchases of Common Stock on file. SEC filing
- 2019-05-13 · KATZ SAMUEL L: Larger than 58 of the 62 other insider purchases of Common Stock on file. SEC filing
- 2015-09-04 · KATZ SAMUEL L: Larger than 59 of the 62 other insider purchases of Common Stock on file. SEC filing
- 2013-03-21 · KATZ SAMUEL L: Larger than all 62 other insider purchases of Common Stock on file. SEC filing
Independent insiders buying near the same time
- 2024-05-30–2024-06-05: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2024-05-28–2024-05-30: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2020-03-18–2020-03-20: 4 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
- 2019-05-10–2019-05-17: 8 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing )
- 2015-08-31–2015-09-04: 4 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
- 2015-08-26–2015-09-01: 5 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
- 2015-08-24–2015-08-31: 5 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
- 2015-08-20–2015-08-26: 5 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
- 2011-08-12–2011-08-18: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2011-08-08–2011-08-12: 6 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
Purchases & sales (open market or private)
| Security | Code | Price | Filing | |||
|---|---|---|---|---|---|---|
| 2026-05-12 | Briones Jose A · Director | Common Stock | P — Open market or private purchase | +5,770 | 8.67 | SEC filing |
| 2026-03-11 | Allorto Richard T JR · CFO and Treasurer | Common Stock | P — Open market or private purchase | +15,000 | 8.15 | SEC filing |
| 2026-02-19 | Briones Jose A · Director | Common Stock | P — Open market or private purchase | +5,895 | 8.48 | SEC filing |
| 2025-12-01 | Briones Jose A · Director | Common Stock | P — Open market or private purchase | +5,500 | 9.10 | SEC filing |
| 2025-05-21 | Briones Jose A · Director | Common Stock | P — Open market or private purchase | +1,480 | 10.13 | SEC filing |
| 2025-05-14 | Briones Jose A · Director | Common Stock | P — Open market or private purchase | +9,840 | 10.16 | SEC filing |
| 2024-06-05 | Briones Jose A · Director | Common Stock | P — Open market or private purchase | +1,745 | 11.40 | SEC filing |
| 2024-05-30 | Allorto Richard T JR · CFO and Treasurer | Common Stock | P — Open market or private purchase | +10,000 | 11.30 | SEC filing |
Showing 8 of 16 rows
Other activity
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2022-02-17 | Flug Jeffrey · Director | Common Stock | J — Other acquisition or disposition | −4,000 | SEC filing |
| 2020-12-03 | KATZ SAMUEL L · Director | Common Stock | J — Other acquisition or disposition | −120,300 | SEC filing |
| 2020-12-03 | KATZ SAMUEL L · Director | Common Stock | J — Other acquisition or disposition | +120,300 | SEC filing |
Showing 3 of 3 rows
These tables describe filed transactions, not current holdings. Prices are shown as filed; a currency is added only when the filing's data names one. Amended and possible duplicate rows are left out of size comparisons and transaction groups.