OFS Capital Corp
OFSFigures shown here come from public SEC filings. Dates beside each section show the available history.
How OFS Capital Corp Makes Money
No flow chart is shown because the available revenue and expense lines do not reconcile exactly. The reported financial history below remains available.
Financial Summary
Choose a year or quarter, compare it with the same period a year earlier, and open any row for its full filing history.
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SEC filings supply these figures; updates after the dates shown are not included. This page includes 8 annual periods. The latest annual period ends Dec 31, 2025. The latest insider filing shown is dated Jan 10, 2023. The latest institutional report shown is dated Mar 31, 2026; other ownership filings may exist.
Ownership
Who holds the shares, as reported in SEC ownership filings.
Reported 13F positions
Each row shows what a filer reported for one date, not a current position. The link opens that filing.
| Filer | Report date | Shares | Value | Filing |
|---|---|---|---|---|
| LGT Financial Advisors LLC | 2026-03-31 | 3,085 | Not shown | SEC filing |
| Prota Financial, LLC | 2026-03-31 | 12,950 | Not shown | SEC filing |
| Janney Montgomery Scott LLC | 2026-03-31 | 13,250 | Not shown | SEC filing |
| &PARTNERS | 2026-03-31 | 13,500 | Not shown | SEC filing |
| Bulldog Investors, LLP | 2026-03-31 | 57,639 | Not shown | SEC filing |
| CITIGROUP INC | 2026-03-31 | 1 | Not shown | SEC filing |
| Arkadios Wealth Advisors | 2026-03-31 | 35,788 | Not shown | SEC filing |
| XTX Topco Ltd | 2026-03-31 | 16,641 | Not shown | SEC filing |
| NBC SECURITIES, INC. | 2026-03-31 | 809 | Not shown | SEC filing |
| SIMPLEX TRADING, LLC | 2026-03-31 | 1,951 | Not shown | SEC filing |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 2026-03-31 | 61,181 | Not shown | SEC filing |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2026-03-31 | 23,299 | Not shown | SEC filing |
| ROYAL BANK OF CANADA | 2026-03-31 | 10,500 | Not shown | SEC filing |
| Sanctuary Advisors, LLC | 2026-03-31 | 12,102 | Not shown | SEC filing |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 2026-03-31 | 109,948 | Not shown | SEC filing |
| Squarepoint Ops LLC | 2026-03-31 | 50,322 | Not shown | SEC filing |
| TWO SIGMA INVESTMENTS, LP | 2026-03-31 | 44,006 | Not shown | SEC filing |
| WELLS FARGO & COMPANY/MN | 2026-03-31 | 2 | Not shown | SEC filing |
| Vident Advisory, LLC | 2026-03-31 | 49,237 | Not shown | SEC filing |
| UBS Group AG | 2026-03-31 | 21,760 | Not shown | SEC filing |
- Each value is checked against OFS Capital Corp's share prices from within about three months of its report date (insiders' Form 4 trades and the latest close).
- Value not shown for 20 rows: no share price from within three months of their report dates is on file, so they could not be checked.
Filer report history
Two reports per filer, as filed. No change is calculated, because the data on file cannot confirm that both reports describe the same security.
- Cambridge Investment Research Advisors, Inc.: 15,040 shares reported 2025-12-31; 15,040 shares reported 2026-03-31.
- Triumph Capital Management: 500 shares reported 2025-12-31; 500 shares reported 2026-03-31.
- OSAIC HOLDINGS, INC.: 506 shares reported 2025-12-31; 1,106 shares reported 2026-03-31.
- CWM, LLC: 100 shares reported 2025-12-31; 100 shares reported 2026-03-31.
- MARSHALL WACE, LLP: 79,122 shares reported 2025-12-31; 75,111 shares reported 2026-03-31.
- SOA Wealth Advisors, LLC.: 18,745 shares reported 2025-12-31; 19,672 shares reported 2026-03-31.
- Virtus Investment Advisers, LLC: 82,221 shares reported 2025-12-31; 92,665 shares reported 2026-03-31.
- RITHOLTZ WEALTH MANAGEMENT: 17,088 shares reported 2025-12-31; 11,842 shares reported 2026-03-31.
- UBS Group AG: 3,348 shares reported 2025-12-31; 21,760 shares reported 2026-03-31.
- WELLS FARGO & COMPANY/MN: 2 shares reported 2025-12-31; 2 shares reported 2026-03-31.
- TWO SIGMA INVESTMENTS, LP: 72,230 shares reported 2025-12-31; 44,006 shares reported 2026-03-31.
- Squarepoint Ops LLC: 42,369 shares reported 2025-12-31; 50,322 shares reported 2026-03-31.
Showing the 12 most recent filer reports.
13 filers have only one report here.
Unusually large insider trades
Each trade is compared with the other insider trades of the same kind in the same security among OFS Capital Corp's recent filings on file. Size alone is context, not a prediction or evidence of improper trading.
- 2020-11-11 · Rashid Bilal: Larger than 24 of the 26 other insider purchases of Common Stock on file. SEC filing
- 2020-11-11 · Cerny Jeffrey A: Larger than 25 of the 26 other insider purchases of Common Stock on file. SEC filing
- 2014-05-21 · Pittson Glenn R.: Larger than all 26 other insider purchases of Common Stock on file. SEC filing
Independent insiders buying near the same time
- 2020-11-11–2020-11-17: 12 event(s) across 5 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2013-12-10–2013-12-13: 7 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing )
Purchases & sales (open market or private)
| Security | Code | Price | Filing | |||
|---|---|---|---|---|---|---|
| 2020-11-17 | Porter Mukya · Chief Compliance Officer | Common Stock | P — Open market or private purchase | +210 | 5.66 | SEC filing |
| 2020-11-16 | Owen Jeffery S. · Chief Accounting Officer | Common Stock | P — Open market or private purchase | +11,950 | 5.79 | SEC filing |
| 2020-11-13 | Owen Jeffery S. · Chief Accounting Officer | Common Stock | P — Open market or private purchase | +2,550 | 5.17 | SEC filing |
| 2020-11-13 | RESSLER RICHARD S · 10% owner | Common Stock | P — Open market or private purchase | +8,818 | 5.28 | SEC filing |
| 2020-11-12 | Cerny Jeffrey A · Director and CFO | Common Stock | P — Open market or private purchase | +10,000 | 5.08 | SEC filing |
| 2020-11-12 | RESSLER RICHARD S · 10% owner | Common Stock | P — Open market or private purchase | +3,255 | 5.07 | SEC filing |
| 2020-11-11 | Rashid Bilal · Director and CEO | Common Stock | P — Open market or private purchase | +95 | 4.95 | SEC filing |
| 2020-11-11 | Cerny Jeffrey A · Director and CFO | Common Stock | P — Open market or private purchase | +20,000 | 5.07 | SEC filing |
Showing 8 of 11 rows
Other activity
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2023-01-09 | Orchard First Source Asset Management, LLC · 10% owner | Common Stock | J — Other acquisition or disposition | −2,946,474 | SEC filing |
Showing 1 of 1 rows
These tables describe filed transactions, not current holdings. Prices are shown as filed; a currency is added only when the filing's data names one. Amended and possible duplicate rows are left out of size comparisons and transaction groups.