LiveOne, Inc.
LVOAs of the close on Sep 25, 2026
Price
$2.34
Market cap
—
The latest share count on file is too old
P/E (diluted TTM)
—
Per-share earnings are not available for each of the last four quarters
EPS (TTM)
—
Per-share earnings are not available for each of the last four quarters
Dividend yield
—
Dividend records do not yet cover the latest payments
Figures shown here come from public SEC filings. Dates beside each section show the available history.
How LiveOne, Inc. Makes Money
Follow each dollar of revenue through to what shareholders keep.
From revenue to net income
Pick a year or quarter. Each band's width is its dollar amount.
Source: LiveOne, Inc. — 10-K filed Jul 1, 2024
Financial Summary
Choose a year or quarter, compare it with the same period a year earlier, and open any row for its full filing history.
Loading financial history…
SEC filings supply these figures; updates after the dates shown are not included. This page includes 15 annual periods. The latest annual period ends Mar 31, 2026. The latest insider filing shown is dated Apr 14, 2026. The latest institutional report shown is dated Sep 30, 2025; other ownership filings may exist.
Ownership
Who holds the shares, as reported in SEC ownership filings.
Reported 13F positions
Each row shows what a filer reported for one date, not a current position. The link opens that filing.
| Filer | Report date | Shares | Value | Filing |
|---|---|---|---|---|
| CWM, LLC | 2025-09-30 | 6 | Not shown | SEC filing |
| FLEMING JAMES B JR | 2025-09-30 | 183,636 | Not shown | SEC filing |
| Connor, Clark & Lunn Investment Management Ltd. | 2025-06-30 | 11,273 | Not shown | SEC filing |
| Pingora Partners LLC | 2025-06-30 | 176,425 | Not shown | SEC filing |
| Inlight Wealth Management, LLC | 2025-06-30 | 2,000 | Not shown | SEC filing |
| MAI Capital Management | 2025-06-30 | 2,700 | Not shown | SEC filing |
| Stratos Wealth Partners, LTD. | 2025-06-30 | 10,000 | Not shown | SEC filing |
| Qube Research & Technologies Ltd | 2025-06-30 | 115,466 | Not shown | SEC filing |
| VANGUARD GROUP INC | 2025-06-30 | 3,515,257 | Not shown | SEC filing |
| FLEMING JAMES B JR | 2025-06-30 | 1,836,382 | Not shown | SEC filing |
| MERCER GLOBAL ADVISORS INC /ADV | 2025-06-30 | 10,069 | Not shown | SEC filing |
| Ridgewood Investments LLC | 2025-06-30 | 10,000 | Not shown | SEC filing |
| AQR CAPITAL MANAGEMENT LLC | 2025-06-30 | 45,877 | Not shown | SEC filing |
| Rockefeller Capital Management L.P. | 2025-06-30 | 2,747,443 | Not shown | SEC filing |
| WELLS FARGO & COMPANY/MN | 2025-06-30 | 582 | Not shown | SEC filing |
| BANK OF AMERICA CORP /DE/ | 2025-06-30 | 65,945 | Not shown | SEC filing |
| MORGAN STANLEY | 2025-06-30 | 68,710 | Not shown | SEC filing |
| Cubist Systematic Strategies, LLC | 2025-06-30 | 81,733 | Not shown | SEC filing |
| Catalyst Funds Management Pty Ltd | 2025-06-30 | 33,700 | Not shown | SEC filing |
| BARCLAYS PLC | 2025-06-30 | 9,754 | Not shown | SEC filing |
- Each value is checked against LiveOne, Inc.'s share prices from within about three months of its report date (insiders' Form 4 trades and the latest close).
- Value not shown for 20 rows: no share price from within three months of their report dates is on file, so they could not be checked.
Filer report history
Two reports per filer, as filed. No change is calculated, because the data on file cannot confirm that both reports describe the same security.
- FLEMING JAMES B JR: 1,836,382 shares reported 2025-06-30; 183,636 shares reported 2025-09-30.
- CWM, LLC: 2,804 shares reported 2025-06-30; 6 shares reported 2025-09-30.
- CWM, LLC: 894 shares reported 2025-03-31; 2,804 shares reported 2025-06-30.
- JPMORGAN CHASE & CO: 118,341 shares reported 2025-03-31; 12,162 shares reported 2025-06-30.
- Integrated Wealth Concepts LLC: 32,644 shares reported 2025-03-31; 35,113 shares reported 2025-06-30.
- BlackRock, Inc.: 4,964,681 shares reported 2025-03-31; 1,312,652 shares reported 2025-06-30.
- CONCOURSE FINANCIAL GROUP SECURITIES, INC.: 0 shares reported 2025-03-31; 0 shares reported 2025-06-30.
- Alpine Global Management, LLC: 200,000 shares reported 2025-03-31; 300,000 shares reported 2025-06-30.
- SUSQUEHANNA INTERNATIONAL GROUP, LLP: 93,872 shares reported 2025-03-31; 295,989 shares reported 2025-06-30.
- IAM Advisory, LLC: 10,000 shares reported 2025-03-31; 12,000 shares reported 2025-06-30.
- Tower Research Capital LLC (TRC): 13,592 shares reported 2025-03-31; 22,046 shares reported 2025-06-30.
- FMR LLC: 5,997,721 shares reported 2025-03-31; 5,982,996 shares reported 2025-06-30.
Showing the 12 most recent filer reports.
50 filers have only one report here.
Unusually large insider trades
Each trade is compared with the other insider trades of the same kind in the same security among LiveOne, Inc.'s recent filings on file. Size alone is context, not a prediction or evidence of improper trading.
- 2022-11-21 · ELLIN ROBERT S: Larger than 122 of the 132 other insider purchases of Common Stock, $0.001 par value on file. SEC filing
- 2022-09-30 · ELLIN ROBERT S: Larger than 122 of the 132 other insider purchases of Common Stock, $0.001 par value on file. SEC filing
- 2022-04-28 · ELLIN ROBERT S: Larger than 122 of the 132 other insider purchases of Common Stock, $0.001 par value on file. SEC filing
- 2022-04-20 · ELLIN ROBERT S: Larger than 122 of the 132 other insider purchases of Common Stock, $0.001 par value on file. SEC filing
- 2022-03-24 · ELLIN ROBERT S: Larger than 122 of the 132 other insider purchases of Common Stock, $0.001 par value on file. SEC filing
- 2022-03-04 · ELLIN ROBERT S: Larger than 122 of the 132 other insider purchases of Common Stock, $0.001 par value on file. SEC filing
- 2022-03-02 · ELLIN ROBERT S: Larger than 122 of the 132 other insider purchases of Common Stock, $0.001 par value on file. SEC filing
- 2022-02-22 · ELLIN ROBERT S: Larger than 122 of the 132 other insider purchases of Common Stock, $0.001 par value on file. SEC filing
- 2022-02-17 · ELLIN ROBERT S: Larger than 122 of the 132 other insider purchases of Common Stock, $0.001 par value on file. SEC filing
- 2022-02-15 · ELLIN ROBERT S: Larger than 122 of the 132 other insider purchases of Common Stock, $0.001 par value on file. SEC filing
- 2021-11-19 · ELLIN ROBERT S: Larger than 119 of the 132 other insider purchases of Common Stock, $0.001 par value on file. SEC filing
- 2021-11-18 · ELLIN ROBERT S: Larger than 122 of the 132 other insider purchases of Common Stock, $0.001 par value on file. SEC filing
- 2021-08-17 · Krigsman Jay E.: Larger than 119 of the 132 other insider purchases of Common Stock, $0.001 par value on file. SEC filing
- 2020-08-13 · ELLIN ROBERT S: Larger than 121 of the 132 other insider purchases of Common Stock, $0.001 par value on file. SEC filing
Independent insiders buying near the same time
- 2022-08-24–2022-08-30: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2022-08-18–2022-08-25: 4 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
- 2022-08-17–2022-08-24: 5 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
- 2021-11-17–2021-11-19: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2021-11-11–2021-11-18: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2021-08-17–2021-08-24: 5 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
- 2021-03-16–2021-03-17: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2021-02-26–2021-03-05: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2020-12-11–2020-12-18: 7 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing )
- 2020-12-10–2020-12-17: 7 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing )
- 2020-12-09–2020-12-16: 7 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing )
- 2020-12-08–2020-12-15: 7 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing )
- 2020-11-25–2020-12-02: 7 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing )
- 2020-11-24–2020-12-01: 7 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing )
- 2020-11-23–2020-11-30: 8 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing )
- 2020-11-20–2020-11-27: 8 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing )
- 2020-11-19–2020-11-25: 9 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2020-08-20–2020-08-27: 8 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing )
- 2020-08-19–2020-08-26: 8 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing )
- 2020-08-18–2020-08-25: 8 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing )
Purchases & sales (open market or private)
| Security | Code | Price | Filing | |||
|---|---|---|---|---|---|---|
| 2023-11-14 | Wright Kristopher · Director | Common Stock, $0.001 par value | S — Open market or private sale | −11,000 | 1.09 | SEC filing |
| 2022-11-21 | ELLIN ROBERT S · CEO & Chairman | Common Stock, $0.001 par value | P — Open market or private purchase | +10,000 | 0.68 | SEC filing |
| 2022-11-21 | ELLIN ROBERT S · CEO & Chairman | Common Stock, $0.001 par value | P — Open market or private purchase | +25,000 | 0.67 | SEC filing |
| 2022-11-16 | ELLIN ROBERT S · CEO & Chairman | Common Stock, $0.001 par value | P — Open market or private purchase | +15,000 | 0.73 | SEC filing |
| 2022-11-15 | ELLIN ROBERT S · CEO & Chairman | Common Stock, $0.001 par value | P — Open market or private purchase | +10,000 | 0.78 | SEC filing |
| 2022-09-30 | ELLIN ROBERT S · CEO & Chairman | Common Stock, $0.001 par value | P — Open market or private purchase | +25,000 | 0.75 | SEC filing |
| 2022-08-30 | ELLIN ROBERT S · CEO & Chairman | Common Stock, $0.001 par value | P — Open market or private purchase | +10,000 | 0.91 | SEC filing |
| 2022-08-25 | ELLIN ROBERT S · CEO & Chairman | Common Stock, $0.001 par value | P — Open market or private purchase | +10,000 | 0.95 | SEC filing |
Showing 8 of 13 rows
Grants, exercises, tax & gifts
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2026-03-31 | Wright Kristopher · Director | Restricted Stock Units | M — Exercise or conversion of derivative security | −20,040 | SEC filing |
| 2026-03-31 | Baker Bridget · Director | Restricted Stock Units | M — Exercise or conversion of derivative security | −21,153 | SEC filing |
| 2026-03-31 | Baker Bridget · Director | Common Stock, $0.001 par value | M — Exercise or conversion of derivative security | +21,153 | SEC filing |
| 2026-03-31 | Arani Ramin · Director | Common Stock, $0.001 par value | M — Exercise or conversion of derivative security | +22,266 | SEC filing |
| 2026-03-31 | Arani Ramin · Director | Restricted Stock Units | M — Exercise or conversion of derivative security | −22,266 | SEC filing |
| 2026-03-31 | Wachsberger Patrick D · Director | Restricted Stock Units | M — Exercise or conversion of derivative security | −21,153 | SEC filing |
| 2026-03-31 | Wachsberger Patrick D · Director | Common Stock, $0.001 par value | M — Exercise or conversion of derivative security | +21,153 | SEC filing |
| 2026-03-31 | Wright Kristopher · Director | Common Stock, $0.001 par value | M — Exercise or conversion of derivative security | +20,040 | SEC filing |
Showing 8 of 20 rows
Other activity
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2025-07-15 | ELLIN ROBERT S · CEO & Chairman | Warrant | J — Other acquisition or disposition | +1,500,000 | SEC filing |
| 2024-06-07 | Sullivan Aaron · CFO, Controller & EVP | Common Stock, $0.001 par value | J — Other acquisition or disposition | −27,400 | SEC filing |
| 2024-04-01 | ELLIN ROBERT S · CEO & Chairman | Warrant | J — Other acquisition or disposition | +535,399 | SEC filing |
| 2023-08-14 | Sullivan Aaron · Interim CFO, Controller & EVP | Common Stock, $0.001 par value | J — Other acquisition or disposition | −2,709 | SEC filing |
| 2023-03-01 | Sullivan Aaron · Interim CFO, Controller & EVP | Common Stock, $0.001 par value | J — Other acquisition or disposition | −2,630 | SEC filing |
| 2023-02-03 | ELLIN ROBERT S · CEO & Chairman | Series A Perpetual Convertible Preferred Stock | J — Other acquisition or disposition | +unknown | SEC filing |
| 2023-02-03 | ELLIN ROBERT S · CEO & Chairman | Convertible Promissory Notes | J — Other acquisition or disposition | −6,177 | SEC filing |
| 2023-02-03 | ELLIN ROBERT S · CEO & Chairman | Common Stock, $0.001 par value | J — Other acquisition or disposition | +200,000 | SEC filing |
Showing 8 of 10 rows
These tables describe filed transactions, not current holdings. Prices are shown as filed; a currency is added only when the filing's data names one. Amended and possible duplicate rows are left out of size comparisons and transaction groups.