Hercules Capital, Inc.
HTGCAs of the close on Sep 25, 2026
Price
$16.97
Market cap
$3.18B
P/E (diluted TTM)
8.4
EPS (TTM)
$2.03
Four quarters to Jun 30, 2026
Dividend yield
—
Dividend records do not yet cover the latest payments
Figures shown here come from public SEC filings. Dates beside each section show the available history.
How Hercules Capital, Inc. Makes Money
No flow chart is shown because the available revenue and expense lines do not reconcile exactly. The reported financial history below remains available.
Financial Summary
Choose a year or quarter, compare it with the same period a year earlier, and open any row for its full filing history.
Loading financial history…
SEC filings supply these figures; updates after the dates shown are not included. This page includes 8 annual periods. The latest annual period ends Dec 31, 2025. The latest insider filing shown is dated Jun 23, 2026. The latest institutional report shown is dated Mar 31, 2026; other ownership filings may exist.
Ownership
Who holds the shares, as reported in SEC ownership filings.
Reported 13F positions
Each row shows what a filer reported for one date, not a current position. The link opens that filing.
| Filer | Report date | Shares | Value | Filing |
|---|---|---|---|---|
| Sigma Planning Corp | 2026-03-31 | 52,069 | $769K | SEC filing |
| Caitong International Asset Management Co., Ltd | 2026-03-31 | 25 | $369 | SEC filing |
| Hilton Head Capital Partners, LLC | 2026-03-31 | 1,095 | $16.2K | SEC filing |
| Kozak & Associates, Inc. | 2026-03-31 | 3,610 | $55.2K | SEC filing |
| Pathstone Holdings, LLC | 2026-03-31 | 18,995 | $281K | SEC filing |
| Federation des caisses Desjardins du Quebec | 2026-03-31 | 7,075 | $104K | SEC filing |
| US BANCORP \DE\ | 2026-03-31 | 37,182 | $549K | SEC filing |
| J.M. Arbour, LLC | 2026-03-31 | 33,641 | $497K | SEC filing |
| Sovereign Financial Group, Inc. | 2026-03-31 | 10,755 | $159K | SEC filing |
| Beacon Pointe Advisors, LLC | 2026-03-31 | 66,525 | $983K | SEC filing |
| HB Wealth Management, LLC | 2026-03-31 | 15,321 | $226K | SEC filing |
| Chung Wu Investment Group, LLC | 2026-03-31 | 12,978 | $192K | SEC filing |
| PFS Partners, LLC | 2026-03-31 | 413 | $6.1K | SEC filing |
| Global Endowment Management, LP | 2026-03-31 | 12,000 | $177K | SEC filing |
| HANTZ FINANCIAL SERVICES, INC. | 2026-03-31 | 600 | Not shown | SEC filing |
| Virtus Investment Advisers, LLC | 2026-03-31 | 34,656 | $512K | SEC filing |
| Bridgefront Capital, LLC | 2026-03-31 | 10,706 | $158K | SEC filing |
| Advocate Investing Services LLC | 2026-03-31 | 4,240 | $62.6K | SEC filing |
| CAPTRUST FINANCIAL ADVISORS | 2026-03-31 | 27,989 | $413K | SEC filing |
| HOLLENCREST CAPITAL MANAGEMENT | 2026-03-31 | 2,522 | $37.3K | SEC filing |
- Each value is checked against Hercules Capital, Inc.'s share prices from within about three months of its report date (insiders' Form 4 trades and the latest close).
- Value not shown for 1 row: the filed value is about 1,000 times too small for the share count at Hercules Capital, Inc.'s share price.
120 filers have only one report here.
Independent insiders buying near the same time
- 2026-03-26–2026-03-26: 7 event(s) across 7 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing )
- 2026-02-17–2026-02-24: 6 event(s) across 5 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
- 2025-05-08–2025-05-08: 6 event(s) across 6 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
- 2024-08-06–2024-08-06: 6 event(s) across 6 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
Purchases & sales (open market or private)
| Security | Code | Price | Filing | |||
|---|---|---|---|---|---|---|
| 2026-03-26 | CROWELL GAYLE A · Director | Common Stock | P — Open market or private purchase | +7,317 | 14.35 | SEC filing |
| 2026-03-26 | Loo Wade · Director | Common Stock | P — Open market or private purchase | +7,317 | 14.35 | SEC filing |
| 2026-03-26 | Fallon Thomas J · Director | Common Stock | P — Open market or private purchase | +7,300 | 14.30 | SEC filing |
| 2026-03-26 | BADAVAS ROBERT P · Director | Common Stock | P — Open market or private purchase | +3,658 | 14.35 | SEC filing |
| 2026-03-26 | Randhawa Paramjeet K · Director | Common Stock | P — Open market or private purchase | +2,926 | 14.35 | SEC filing |
| 2026-03-26 | Aguirre DeAnne · Director | Common Stock | P — Open market or private purchase | +7,317 | 14.35 | SEC filing |
| 2026-03-26 | Theodosopoulos Nikos · Director | Common Stock | P — Open market or private purchase | +7,317 | 14.35 | SEC filing |
| 2026-03-04 | Follmann Christian · Chief Operating Officer | Common Stock | P — Open market or private purchase | −5,000 | 14.68 | SEC filing |
Showing 8 of 15 rows
Grants, exercises, tax & gifts
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2026-06-18 | BADAVAS ROBERT P · Director | Common Stock | A — Grant, award, or other acquisition | +3,873 | SEC filing |
| 2026-06-09 | Meyer Seth H · Chief Financial Officer | Common Stock | F — Payment of exercise price or tax by delivering securities | −5 | SEC filing |
| 2026-04-09 | Botelho Kiersten Zaza · Chief Legal Officer & CCO | Common Stock | F — Payment of exercise price or tax by delivering securities | −956 | SEC filing |
| 2026-04-09 | Bluestein Scott · Chief Executive Officer | Common Stock | F — Payment of exercise price or tax by delivering securities | −9,741 | SEC filing |
| 2026-04-09 | Follmann Christian · Chief Operating Officer | Common Stock | F — Payment of exercise price or tax by delivering securities | −1,365 | SEC filing |
| 2026-04-09 | Meyer Seth H · Chief Financial Officer | Common Stock | F — Payment of exercise price or tax by delivering securities | −3,011 | SEC filing |
| 2026-04-09 | Bluestein Scott · Chief Executive Officer | Common Stock | F — Payment of exercise price or tax by delivering securities | −10,652 | SEC filing |
| 2026-04-09 | Meyer Seth H · Chief Financial Officer | Common Stock | F — Payment of exercise price or tax by delivering securities | −3,458 | SEC filing |
Showing 8 of 24 rows
Other activity
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2025-06-18 | Loo Wade · Director | Common Stock | D — Disposition to the issuer | −5,999 | SEC filing |
| 2025-06-18 | Aguirre DeAnne · Director | Common Stock | D — Disposition to the issuer | −5,999 | SEC filing |
| 2025-05-08 | Aguirre DeAnne · Director | Common Stock | D — Disposition to the issuer | +5,837 | SEC filing |
| 2025-05-08 | Aguirre DeAnne · Director | Common Stock | D — Disposition to the issuer | −5,837 | SEC filing |
| 2025-05-08 | BADAVAS ROBERT P · Director | Common Stock | D — Disposition to the issuer | −1,411 | SEC filing |
| 2025-05-08 | Loo Wade · Director | Common Stock | D — Disposition to the issuer | −5,645 | SEC filing |
| 2024-08-06 | Aguirre DeAnne · Director | Common Stock | D — Disposition to the issuer | −4,521 | SEC filing |
| 2024-08-06 | Loo Wade · Director | Common Stock | D — Disposition to the issuer | −1,596 | SEC filing |
Showing 8 of 10 rows
These tables describe filed transactions, not current holdings. Prices are shown as filed; a currency is added only when the filing's data names one. Amended and possible duplicate rows are left out of size comparisons and transaction groups.