Horizon Technology Finance Corp
HRZNAs of the close on Sep 25, 2026
Price
$4.63
Market cap
$310M
P/E (diluted TTM)
—
Per-share earnings are not available for each of the last four quarters
EPS (TTM)
—
Per-share earnings are not available for each of the last four quarters
Dividend yield
—
Dividend records do not yet cover the latest payments
Figures shown here come from public SEC filings. Dates beside each section show the available history.
How Horizon Technology Finance Corp Makes Money
No flow chart is shown because the available revenue and expense lines do not reconcile exactly. The reported financial history below remains available.
Financial Summary
Choose a year or quarter, compare it with the same period a year earlier, and open any row for its full filing history.
Loading financial history…
SEC filings supply these figures; updates after the dates shown are not included. This page includes 6 annual periods. The latest annual period ends Dec 31, 2025. The latest insider filing shown is dated Jun 11, 2026. The latest institutional report shown is dated Mar 31, 2026; other ownership filings may exist.
Ownership
Who holds the shares, as reported in SEC ownership filings.
Reported 13F positions
Each row shows what a filer reported for one date, not a current position. The link opens that filing.
| Filer | Report date | Shares | Value | Filing |
|---|---|---|---|---|
| Regal Investment Advisors LLC | 2026-03-31 | 43,553 | $183K | SEC filing |
| Cetera Investment Advisers | 2026-03-31 | 19,870 | $83.7K | SEC filing |
| ROYAL BANK OF CANADA | 2026-03-31 | 20,411 | $86K | SEC filing |
| PIN OAK INVESTMENT ADVISORS INC | 2026-03-31 | 800 | Not shown | SEC filing |
| FIRST FINANCIAL BANK - TRUST DIVISION | 2026-03-31 | 65,573 | $276K | SEC filing |
| SALEM INVESTMENT COUNSELORS INC | 2026-03-31 | 700 | $2.99K | SEC filing |
| ENVESTNET ASSET MANAGEMENT INC | 2026-03-31 | 16,683 | $70.2K | SEC filing |
| WELLS FARGO & COMPANY/MN | 2026-03-31 | 27,684 | $117K | SEC filing |
| Sound Income Strategies, LLC | 2026-03-31 | 50 | $209 | SEC filing |
| KERR FINANCIAL PLANNING Corp | 2026-03-31 | 203 | $788 | SEC filing |
| MORGAN STANLEY | 2026-03-31 | 47,437 | $200K | SEC filing |
| Legal & General Group Plc | 2026-03-31 | 328,655 | $1.39M | SEC filing |
| ADELL HARRIMAN & CARPENTER INC | 2026-03-31 | 12,000 | $50.5K | SEC filing |
| Patriot Financial Group Insurance Agency, LLC | 2026-03-31 | 12,452 | $52.4K | SEC filing |
| UBS Group AG | 2026-03-31 | 144,136 | $607K | SEC filing |
| JACKSON THORNTON WEALTH MANAGEMENT, LLC | 2026-03-31 | 33,018 | $149K | SEC filing |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 2026-03-31 | 11,450 | $48.2K | SEC filing |
| SIMPLEX TRADING, LLC | 2026-03-31 | 6,931 | $29.2K | SEC filing |
| DANSKE BANK A/S | 2026-03-31 | 8 | $34 | SEC filing |
| MAI Capital Management | 2026-03-31 | 777 | $3.27K | SEC filing |
- Each value is checked against Horizon Technology Finance Corp's share prices from within about three months of its report date (insiders' Form 4 trades and the latest close).
- Value not shown for 1 row: the filed value is about 1,000 times too small for the share count at Horizon Technology Finance Corp's share price.
Filer report history
Two reports per filer, as filed. No change is calculated, because the data on file cannot confirm that both reports describe the same security.
- Aspect Partners, LLC: 158 shares reported 2025-12-31; 167 shares reported 2026-03-31.
- LPL Financial LLC: 37,270 shares reported 2025-12-31; 26,187 shares reported 2026-03-31.
- Signature Equity Partners, LLC: 113 shares reported 2025-12-31; 113 shares reported 2026-03-31.
- Allworth Financial LP: 10,205 shares reported 2025-12-31; 1,139 shares reported 2026-03-31.
- Connecticut Wealth Management, LLC: 212,842 shares reported 2025-12-31; 213,811 shares reported 2026-03-31.
- BANK OF AMERICA CORP /DE/: 63,972 shares reported 2025-12-31; 60,953 shares reported 2026-03-31.
- Eagle Point Credit Management LLC: 369,796 shares reported 2025-12-31; 366,194 shares reported 2026-03-31.
- OSAIC HOLDINGS, INC.: 33,258 shares reported 2025-12-31; 30,713 shares reported 2026-03-31.
- CANADA LIFE ASSURANCE Co: 53,304 shares reported 2025-12-31; 56,485 shares reported 2026-03-31.
- EverSource Wealth Advisors, LLC: 0 shares reported 2025-12-31; 0 shares reported 2026-03-31.
- Virtus Investment Advisers, LLC: 167,524 shares reported 2025-12-31; 143,968 shares reported 2026-03-31.
- Pathstone Holdings, LLC: 49,637 shares reported 2025-12-31; 51,797 shares reported 2026-03-31.
Showing the 12 most recent filer reports.
30 filers have only one report here.
Independent insiders buying near the same time
- 2024-08-05–2024-08-05: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2022-12-06–2022-12-09: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2022-05-09–2022-05-16: 4 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
- 2022-05-06–2022-05-12: 5 event(s) across 4 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
- 2021-12-06–2021-12-06: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2021-05-04–2021-05-06: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2020-06-02–2020-06-04: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2020-03-18–2020-03-25: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2020-03-13–2020-03-20: 4 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
- 2020-03-11–2020-03-18: 5 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
- 2019-08-07–2019-08-14: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2019-05-09–2019-05-13: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2016-03-16–2016-03-23: 4 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
- 2015-12-18–2015-12-21: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2015-11-09–2015-11-09: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2015-08-24–2015-08-25: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2015-08-17–2015-08-24: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2015-08-10–2015-08-17: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2015-08-07–2015-08-10: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2015-03-26–2015-03-31: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
Purchases & sales (open market or private)
| Security | Code | Price | Filing | |||
|---|---|---|---|---|---|---|
| 2026-06-10 | Trolio Daniel R. · Executive VP and CFO | Common Stock | P — Open market or private purchase | +11,500 | 4.34 | SEC filing |
| 2026-06-09 (amended) | ALLISON THOMAS J. · Director | Common Stock | P — Open market or private purchase | +6,000 | 4.36 | SEC filing |
| 2026-06-09 | Balkin Michael · Chief Executive Officer | Common Stock | P — Open market or private purchase | +100,000 | 4.34 | SEC filing |
| 2026-06-09 | Goodman Jonathan Joseph · Director | Common Stock | P — Open market or private purchase | +6,000 | 4.33 | SEC filing |
| 2026-06-09 | O'Connor Kimberley Ann · Director | Common Stock | P — Open market or private purchase | +10,000 | 4.37 | SEC filing |
| 2026-06-09 | Seitz Paul G · Chief Investment Officer | Common Stock | P — Open market or private purchase | +11,477 | 4.35 | SEC filing |
| 2024-12-16 | Balkin Michael · Director | Common Stock | P — Open market or private purchase | +20,000 | 8.53 | SEC filing |
| 2024-11-25 | Michaud Gerald A. · President | Common Stock | P — Open market or private purchase | +8,000 | 9.31 | SEC filing |
Showing 8 of 12 rows
Grants, exercises, tax & gifts
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2026-04-14 | Seitz Paul G · Chief Investment Officer | Common Stock | A — Grant, award, or other acquisition | +142 | SEC filing |
| 2026-04-14 | ALLISON THOMAS J. · Director | Common Stock | A — Grant, award, or other acquisition | +49,926 | SEC filing |
| 2026-04-14 | Balkin Michael · Chief Executive Officer | Common Stock | A — Grant, award, or other acquisition | +93,527 | SEC filing |
Showing 3 of 3 rows
These tables describe filed transactions, not current holdings. Prices are shown as filed; a currency is added only when the filing's data names one. Amended and possible duplicate rows are left out of size comparisons and transaction groups.