Hennessy Advisors Inc
HNNAFigures shown here come from public SEC filings. Dates beside each section show the available history.
How Hennessy Advisors Inc Makes Money
Follow each dollar of revenue through to what shareholders keep.
From revenue to net income
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Financial Summary
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SEC filings supply these figures; updates after the dates shown are not included. This page includes 16 annual periods. The latest annual period ends Sep 30, 2025. The latest insider filing shown is dated May 12, 2026. The latest institutional report shown is dated Mar 31, 2026; other ownership filings may exist.
Ownership
Who holds the shares, as reported in SEC ownership filings.
Reported 13F positions
Each row shows what a filer reported for one date, not a current position. The link opens that filing.
| Filer | Report date | Shares | Value | Filing |
|---|---|---|---|---|
| Allworth Financial LP | 2026-03-31 | 81,380 | $793K | SEC filing |
| Capital Advisors, Ltd. LLC | 2026-03-31 | 54 | Not shown | SEC filing |
| CITADEL ADVISORS LLC | 2026-03-31 | 10,932 | $107K | SEC filing |
| NORTHERN TRUST CORP | 2026-03-31 | 28,105 | $274K | SEC filing |
| GSA CAPITAL PARTNERS LLP | 2026-03-31 | 11,077 | Not shown | SEC filing |
| AEGIS FINANCIAL CORP | 2026-03-31 | 141,353 | $1.38M | SEC filing |
| Quinn Opportunity Partners LLC | 2026-03-31 | 14,917 | $145K | SEC filing |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2026-03-31 | 20,424 | $199K | SEC filing |
| Net Worth Advisory Group | 2026-03-31 | 12,860 | $125K | SEC filing |
| Cambridge Investment Research Advisors, Inc. | 2026-03-31 | 10,062 | Not shown | SEC filing |
| BANK OF AMERICA CORP /DE/ | 2026-03-31 | 13,500 | $132K | SEC filing |
| Truffle Hound Capital, LLC | 2026-03-31 | 200,000 | $1.95M | SEC filing |
| Clarity Asset Management, Inc. | 2026-03-31 | 71 | $694 | SEC filing |
| DIMENSIONAL FUND ADVISORS LP | 2026-03-31 | 52,677 | $514K | SEC filing |
| RENAISSANCE TECHNOLOGIES LLC | 2026-03-31 | 100,088 | $976K | SEC filing |
| Concurrent Investment Advisors, LLC | 2026-03-31 | 10,539 | $103K | SEC filing |
| WELLS FARGO & COMPANY/MN | 2026-03-31 | 1 | $9 | SEC filing |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 2026-03-31 | 22,011 | $215K | SEC filing |
| Empowered Funds, LLC | 2026-03-31 | 15,011 | $146K | SEC filing |
| JONES FINANCIAL COMPANIES LLLP | 2026-03-31 | 1,347 | $12.8K | SEC filing |
- Each value is checked against Hennessy Advisors Inc's share prices from within about three months of its report date (insiders' Form 4 trades and the latest close).
- Value not shown for 2 rows: the filed value is about 1,000 times too small for the share count at Hennessy Advisors Inc's share price.
- Value not shown for 1 row: the value per share could not be confirmed against the share prices on file from within three months of the report date.
Filer report history
Two reports per filer, as filed. No change is calculated, because the data on file cannot confirm that both reports describe the same security.
- CALDWELL SUTTER CAPITAL, INC.: 505 shares reported 2025-12-31; 505 shares reported 2026-03-31.
- Perigon Wealth Management, LLC: 63,798 shares reported 2025-12-31; 63,798 shares reported 2026-03-31.
- UBS Group AG: 850 shares reported 2025-12-31; 3,701 shares reported 2026-03-31.
- Tower Research Capital LLC (TRC): 445 shares reported 2025-12-31; 376 shares reported 2026-03-31.
- GEODE CAPITAL MANAGEMENT, LLC: 56,478 shares reported 2025-12-31; 51,302 shares reported 2026-03-31.
- PNC FINANCIAL SERVICES GROUP, INC.: 130 shares reported 2025-12-31; 1 share reported 2026-03-31.
- NAVELLIER & ASSOCIATES INC: 40,350 shares reported 2025-12-31; 11,894 shares reported 2026-03-31.
- CITIGROUP INC: 1 share reported 2025-12-31; 5 shares reported 2026-03-31.
- BlackRock, Inc.: 12,498 shares reported 2025-12-31; 13,594 shares reported 2026-03-31.
- JONES FINANCIAL COMPANIES LLLP: 1,047 shares reported 2025-12-31; 1,347 shares reported 2026-03-31.
- Empowered Funds, LLC: 11,514 shares reported 2025-09-30; 15,011 shares reported 2026-03-31.
- BRIDGEWAY CAPITAL MANAGEMENT, LLC: 20,192 shares reported 2025-12-31; 22,011 shares reported 2026-03-31.
Showing the 12 most recent filer reports.
4 filers have only one report here.
Unusually large insider trades
Each trade is compared with the other insider trades of the same kind in the same security among Hennessy Advisors Inc's recent filings on file. Size alone is context, not a prediction or evidence of improper trading.
- 2026-05-11 · Fahy Kathryn: Larger than 43 of the 47 other insider sales of Common Stock on file. SEC filing
- 2025-05-13 · Fahy Kathryn: Larger than 43 of the 47 other insider sales of Common Stock on file. SEC filing
- 2024-12-19 · SEAVEY THOMAS L: Larger than 46 of the 47 other insider sales of Common Stock on file. SEC filing
- 2023-09-06 · OFFENBACH RODGER: Larger than 43 of the 47 other insider sales of Common Stock on file. SEC filing
- 2023-05-22 · HENNESSY NEIL J: Larger than all 18 other insider purchases of Common Stock on file. SEC filing
- 2023-05-19 · HENNESSY NEIL J: Larger than 17 of the 18 other insider purchases of Common Stock on file. SEC filing
- 2022-03-11 · STEADMAN DANIEL B: Larger than all 47 other insider sales of Common Stock on file. SEC filing
Purchases & sales (open market or private)
| Security | Code | Price | Filing | |||
|---|---|---|---|---|---|---|
| 2026-05-11 | Fahy Kathryn · SVP and CFO | Common Stock | S — Open market or private sale | −10,000 | 10.00 | SEC filing |
| 2025-12-30 | Newton Kiera · Director | Common Stock | S — Open market or private sale | −571 | 9.35 | SEC filing |
| 2025-09-29 | Newton Kiera · Director | Common Stock | S — Open market or private sale | −390 | 10.73 | SEC filing |
| 2025-09-23 | Newton Kiera · Director | Common Stock | S — Open market or private sale | −3 | 11.00 | SEC filing |
| 2025-08-15 | SEAVEY THOMAS L · Director | Common Stock | S — Open market or private sale | −2,603 | 10.63 | SEC filing |
| 2025-08-14 | SEAVEY THOMAS L · Director | Common Stock | S — Open market or private sale | −2,698 | 10.70 | SEC filing |
| 2025-08-13 | SEAVEY THOMAS L · Director | Common Stock | S — Open market or private sale | −7,704 | 10.71 | SEC filing |
| 2025-08-12 | SEAVEY THOMAS L · Director | Common Stock | S — Open market or private sale | −7,000 | 10.85 | SEC filing |
Showing 8 of 20 rows
Grants, exercises, tax & gifts
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2025-12-26 | STEADMAN DANIEL B · Executive VP | Common Stock | G — Bona fide gift | −750 | SEC filing |
| 2025-12-19 | HENNESSY BRIAN A · Director | Common Stock | G — Bona fide gift | −4,900 | SEC filing |
| 2025-12-10 | Fahy Kathryn · SVP and CFO | Common Stock | G — Bona fide gift | −2,000 | SEC filing |
| 2025-12-08 | STEADMAN DANIEL B · Executive VP | Common Stock | G — Bona fide gift | +500 | SEC filing |
| 2025-12-08 | STEADMAN DANIEL B · Executive VP | Common Stock | G — Bona fide gift | −500 | SEC filing |
| 2025-09-18 | NILSEN TERESA M · President, COO and Secretary | Common Stock | A — Grant, award, or other acquisition | +19,700 | SEC filing |
| 2025-09-18 | SEAVEY THOMAS L · Director | Common Stock | A — Grant, award, or other acquisition | +5,600 | SEC filing |
| 2025-09-18 | Newton Kiera · Director | Common Stock | A — Grant, award, or other acquisition | +5,600 | SEC filing |
Showing 8 of 30 rows
These tables describe filed transactions, not current holdings. Prices are shown as filed; a currency is added only when the filing's data names one. Amended and possible duplicate rows are left out of size comparisons and transaction groups.