Gladstone Capital Corp
GLADFigures shown here come from public SEC filings. Dates beside each section show the available history.
How Gladstone Capital Corp Makes Money
No flow chart is shown because the available revenue and expense lines do not reconcile exactly. The reported financial history below remains available.
Financial Summary
Choose a year or quarter, compare it with the same period a year earlier, and open any row for its full filing history.
Loading financial history…
SEC filings supply these figures; updates after the dates shown are not included. This page includes 6 annual periods. The latest annual period ends Sep 30, 2025. The latest insider filing shown is dated Nov 21, 2025. The latest institutional report shown is dated Mar 31, 2026; other ownership filings may exist.
Ownership
Who holds the shares, as reported in SEC ownership filings.
Reported 13F positions
Each row shows what a filer reported for one date, not a current position. The link opens that filing.
| Filer | Report date | Shares | Value | Filing |
|---|---|---|---|---|
| AlphaMark Advisors, LLC | 2024-12-31 | 978 | Not shown | SEC filing |
| AlphaMark Advisors, LLC | 2024-06-30 | 942 | Not shown | SEC filing |
| Redwood Wealth Management Group, LLC | 2024-06-30 | 100 | Not shown | SEC filing |
| Koshinski Asset Management, Inc. | 2024-06-30 | 16,972 | Not shown | SEC filing |
| OSAIC HOLDINGS, INC. | 2024-06-30 | 10,093 | Not shown | SEC filing |
| Legal & General Group Plc | 2024-03-31 | 354,976 | Not shown | SEC filing |
| Legal & General Group Plc | 2024-03-31 | 354,976 | Not shown | SEC filing |
| JPMORGAN CHASE & CO | 2024-03-31 | 4,477 | Not shown | SEC filing |
| NCP Inc. | 2024-03-31 | 349 | Not shown | SEC filing |
| DEUTSCHE BANK AG\ | 2024-03-31 | 19,019 | Not shown | SEC filing |
| MORGAN STANLEY | 2024-03-31 | 181,738 | Not shown | SEC filing |
| MORGAN STANLEY | 2024-03-31 | 181,738 | Not shown | SEC filing |
- Each value is checked against Gladstone Capital Corp's share prices from within about three months of its report date (insiders' Form 4 trades and the latest close).
- Value not shown for 1 row: the filed value is about 1,000 times too small for the share count at Gladstone Capital Corp's share price.
- Value not shown for 11 rows: no share price from within three months of their report dates is on file, so they could not be checked.
- 8 rows left out: they repeat the same share count and value quarter after quarter, which a market value cannot do.
Filer report history
Two reports per filer, as filed. No change is calculated, because the data on file cannot confirm that both reports describe the same security. Filers with a row left out above, or with no row above to check, are not listed.
- AlphaMark Advisors, LLC: 942 shares reported 2024-06-30; 978 shares reported 2024-12-31.
- JPMORGAN CHASE & CO: 2,309 shares reported 2023-12-31; 4,477 shares reported 2024-03-31.
6 filers have only one report here.
Independent insiders buying near the same time
- 2020-03-09–2020-03-16: 6 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
- 2018-11-20–2018-11-21: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2018-02-08–2018-02-08: 4 event(s) across 4 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
- 2017-11-27–2017-11-29: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2016-02-26–2016-03-04: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2015-12-11–2015-12-15: 5 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
- 2015-05-29–2015-06-01: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2015-05-12–2015-05-12: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2014-02-07–2014-02-11: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2011-05-23–2011-05-23: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2010-08-12–2010-08-19: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2008-06-27–2008-06-30: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2007-08-20–2007-08-24: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
Purchases & sales (open market or private)
| Security | Code | Price | Filing | |||
|---|---|---|---|---|---|---|
| 2025-11-20 | Schaltenbrand Nicole Frances Dubas · CFO and Treasurer | Common Stock | P — Open market or private purchase | +496 | 20.16 | SEC filing |
| 2025-04-11 | ENGLISH MICHELA A · Director | Common Stock | S — Open market or private sale | −225 | 23.69 | SEC filing |
| 2024-12-11 | Marcotte Bob · President | Common Stock | S — Open market or private sale | −15,500 | 27.35 | SEC filing |
| 2022-02-22 | Schaltenbrand Nicole Frances Dubas · CFO and Treasurer | Common Stock | P — Open market or private purchase | +230 | 10.85 | SEC filing |
| 2020-03-16 | LiCalsi Michael · General Counsel and Secretary | Common Stock | P — Open market or private purchase | +1,000 | 6.74 | SEC filing |
| 2020-03-16 | Schaltenbrand Nicole Frances Dubas · CFO and Treasurer | Common Stock | P — Open market or private purchase | +763 | 6.55 | SEC filing |
| 2020-03-12 | Marcotte Robert L · President | Common Stock | P — Open market or private purchase | +5,000 | 6.99 | SEC filing |
| 2020-03-12 | Schaltenbrand Nicole Frances Dubas · CFO and Treasurer | Common Stock | P — Open market or private purchase | +476 | 7.01 | SEC filing |
Showing 8 of 20 rows
Grants, exercises, tax & gifts
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2006-12-22 | BRUBAKER TERRY LEE · COO | Common Stock | F — Payment of exercise price or tax by delivering securities | +8,352 | SEC filing |
| 2006-12-04 | GLADSTONE DAVID · CEO | Common Stock | F — Payment of exercise price or tax by delivering securities | +49,432 | SEC filing |
| 2006-09-28 (amended) | STELLJES GEORGE III · CIO | Common Stock | M — Exercise or conversion of derivative security | +78,900 | SEC filing |
| 2006-09-28 (amended) | STELLJES GEORGE III · CIO | Common Stock | M — Exercise or conversion of derivative security | +50,000 | SEC filing |
| 2006-09-28 (amended) | STELLJES GEORGE III · CIO | Common Stock | M — Exercise or conversion of derivative security | −78,900 | SEC filing |
| 2006-09-28 (amended) | STELLJES GEORGE III · CIO | Common Stock | M — Exercise or conversion of derivative security | −50,000 | SEC filing |
| 2006-09-27 | GLADSTONE CAPITAL CORP · COO | Common Stock | M — Exercise or conversion of derivative security | +84,166 | SEC filing |
| 2006-09-27 (amended) | STELLJES GEORGE III · CIO | Common Stock | M — Exercise or conversion of derivative security | +15,100 | SEC filing |
Showing 8 of 12 rows
Other activity
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2018-09-19 | GLADSTONE DAVID · CEO | Common Stock | J — Other acquisition or disposition | +26,405 | SEC filing |
| 2006-09-08 | GLADSTONE DAVID · CEO and Chairman | Stock Option | D — Disposition to the issuer | +406,666 | SEC filing |
Showing 2 of 2 rows
These tables describe filed transactions, not current holdings. Prices are shown as filed; a currency is added only when the filing's data names one. Amended and possible duplicate rows are left out of size comparisons and transaction groups.