Great Elm Capital Corp.
GECCFigures shown here come from public SEC filings. Dates beside each section show the available history.
How Great Elm Capital Corp. Makes Money
No flow chart is shown because the available revenue and expense lines do not reconcile exactly. The reported financial history below remains available.
Financial Summary
Choose a year or quarter, compare it with the same period a year earlier, and open any row for its full filing history.
Loading financial history…
SEC filings supply these figures; updates after the dates shown are not included. This page includes 6 annual periods. The latest annual period ends Dec 31, 2025. The latest insider filing shown is dated Jun 30, 2026. The latest institutional report shown is dated Mar 31, 2021; other ownership filings may exist.
Ownership
Who holds the shares, as reported in SEC ownership filings.
Reported 13F positions
Each row shows what a filer reported for one date, not a current position. The link opens that filing.
| Filer | Report date | Shares | Value | Filing |
|---|---|---|---|---|
| Federation des caisses Desjardins du Quebec | 2021-03-31 | 3 | Not shown | SEC filing |
| Federation des caisses Desjardins du Quebec | 2020-12-31 | 194 | Not shown | SEC filing |
- Each value is checked against Great Elm Capital Corp.'s share prices from within about three months of its report date (insiders' Form 4 trades and the latest close).
- Value not shown for 2 rows: no share price from within three months of their report dates is on file, so they could not be checked.
Filer report history
Two reports per filer, as filed. No change is calculated, because the data on file cannot confirm that both reports describe the same security.
- Federation des caisses Desjardins du Quebec: 194 shares reported 2020-12-31; 3 shares reported 2021-03-31.
Unusually large insider trades
Each trade is compared with the other insider trades of the same kind in the same security among Great Elm Capital Corp.'s recent filings on file. Size alone is context, not a prediction or evidence of improper trading.
- 2025-09-22 · Great Elm Strategic Partnership I, LLC: Larger than all 22 other insider sales of Common Stock on file. SEC filing
- 2025-08-21 · Great Elm Strategic Partnership I, LLC: Larger than 20 of the 22 other insider sales of Common Stock on file. SEC filing
- 2025-07-11 · Great Elm Strategic Partnership I, LLC: Larger than 21 of the 22 other insider sales of Common Stock on file. SEC filing
Independent insiders buying near the same time
- 2025-06-04–2025-06-11: 7 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing )
Purchases & sales (open market or private)
| Security | Code | Price | Filing | |||
|---|---|---|---|---|---|---|
| 2025-11-07 | Kaplan Matthew D · CEO and President | Common Stock | P — Open market or private purchase | +19,650 | 7.64 | SEC filing |
| 2025-09-26 | Great Elm Strategic Partnership I, LLC · 10% owner | Common Stock | S — Open market or private sale | −2,313 | 11.45 | SEC filing |
| 2025-09-25 | Great Elm Strategic Partnership I, LLC · 10% owner | Common Stock | S — Open market or private sale | −1,696 | 11.45 | SEC filing |
| 2025-09-23 | Great Elm Strategic Partnership I, LLC · 10% owner | Common Stock | S — Open market or private sale | −1,490 | 11.45 | SEC filing |
| 2025-09-22 | Great Elm Strategic Partnership I, LLC · 10% owner | Common Stock | S — Open market or private sale | −48,248 | 11.45 | SEC filing |
| 2025-09-19 | Great Elm Strategic Partnership I, LLC · 10% owner | Common Stock | S — Open market or private sale | −14,737 | 11.45 | SEC filing |
| 2025-09-18 | Great Elm Strategic Partnership I, LLC · 10% owner | Common Stock | S — Open market or private sale | −100 | 11.45 | SEC filing |
| 2025-09-15 | Great Elm Strategic Partnership I, LLC · 10% owner | Common Stock | S — Open market or private sale | −20,938 | 11.45 | SEC filing |
Showing 8 of 20 rows
Grants, exercises, tax & gifts
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2025-09-23 | Kaplan Matthew D · CEO and President | Common Stock | F — Payment of exercise price or tax by delivering securities | −8,211 | SEC filing |
| 2025-09-23 | Kleinman Adam M · CCO and Secretary | Common Stock | F — Payment of exercise price or tax by delivering securities | −1,361 | SEC filing |
| 2025-09-23 | Davis Keri · CFO | Common Stock | F — Payment of exercise price or tax by delivering securities | −2,725 | SEC filing |
| 2025-09-19 | Kaplan Matthew D · CEO and President | Common Stock | A — Grant, award, or other acquisition | +37,117 | SEC filing |
| 2025-09-19 | Davis Keri · CFO | Common Stock | A — Grant, award, or other acquisition | +3,820 | SEC filing |
| 2025-09-19 | Kaplan Matthew D · CEO and President | Common Stock | A — Grant, award, or other acquisition | +1,055 | SEC filing |
| 2025-09-19 | Kleinman Adam M · CCO and Secretary | Common Stock | A — Grant, award, or other acquisition | +5,458 | SEC filing |
| 2025-09-19 | Kleinman Adam M · CCO and Secretary | Common Stock | A — Grant, award, or other acquisition | +156 | SEC filing |
Showing 8 of 23 rows
Other activity
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2026-06-29 | Great Elm Strategic Partnership I, LLC · 10% owner | Common Stock | J — Other acquisition or disposition | −180,000 | SEC filing |
| 2025-09-20 | Great Elm Group, Inc. · 10% owner | Common Stock | J — Other acquisition or disposition | −63,189 | SEC filing |
| 2025-09-19 | Great Elm Group, Inc. · 10% owner | Common Stock | J — Other acquisition or disposition | −16,612 | SEC filing |
| 2024-12-23 | Great Elm Group, Inc. · 10% owner | Common Stock | J — Other acquisition or disposition | −2,643 | SEC filing |
| 2024-09-24 | Great Elm Group, Inc. · 10% owner | Common Stock | J — Other acquisition or disposition | −14,977 | SEC filing |
| 2024-09-24 (amended) | Davis Keri · CFO | Common Stock | J — Other acquisition or disposition | +213 | SEC filing |
| 2024-09-24 | Great Elm Group, Inc. · 10% owner | Common Stock | J — Other acquisition or disposition | −10,811 | SEC filing |
| 2024-09-24 | Davis Keri · CFO | Common Stock | J — Other acquisition or disposition | +781 | SEC filing |
Showing 8 of 10 rows
These tables describe filed transactions, not current holdings. Prices are shown as filed; a currency is added only when the filing's data names one. Amended and possible duplicate rows are left out of size comparisons and transaction groups.