Gladstone Investment Corporation
GAINAs of the close on Sep 25, 2026
Price
$15.81
Market cap
$630M
P/E (diluted TTM)
—
Per-share earnings are not available for each of the last four quarters
EPS (TTM)
—
Per-share earnings are not available for each of the last four quarters
Dividend yield
—
Dividend records do not yet cover the latest payments
Figures shown here come from public SEC filings. Dates beside each section show the available history.
How Gladstone Investment Corporation Makes Money
No flow chart is shown because the available revenue and expense lines do not reconcile exactly. The reported financial history below remains available.
Financial Summary
Choose a year or quarter, compare it with the same period a year earlier, and open any row for its full filing history.
Loading financial history…
SEC filings supply these figures; updates after the dates shown are not included. This page includes 10 annual periods. The latest annual period ends Mar 31, 2026. The latest insider filing shown is dated May 19, 2026. The latest institutional report shown is dated Mar 31, 2026; other ownership filings may exist.
Ownership
Who holds the shares, as reported in SEC ownership filings.
Reported 13F positions
Each row shows what a filer reported for one date, not a current position. The link opens that filing.
| Filer | Report date | Shares | Value | Filing |
|---|---|---|---|---|
| MORGAN STANLEY | 2026-03-31 | 338,072 | $4.8M | SEC filing |
| WELLS FARGO & COMPANY/MN | 2026-03-31 | 17,418 | $247K | SEC filing |
| Prime Capital Investment Advisors, LLC | 2026-03-31 | 10,258 | $146K | SEC filing |
| DHJJ Financial Advisors, Ltd. | 2026-03-31 | 1,005 | $14.3K | SEC filing |
| VAN ECK ASSOCIATES CORP | 2026-03-31 | 591,928 | Not shown | SEC filing |
| HighTower Advisors, LLC | 2026-03-31 | 11,572 | $164K | SEC filing |
| Union Bancaire Privee, UBP SA | 2026-03-31 | 3,570 | $50.7K | SEC filing |
| VALLEY NATIONAL ADVISERS INC | 2026-03-31 | 150 | Not shown | SEC filing |
| AMERIFLEX GROUP, INC. | 2026-03-31 | 19,358 | $275K | SEC filing |
| Melia Wealth LLC | 2026-03-31 | 1,069,486 | $15.2M | SEC filing |
| Burk Holdings LLC | 2026-03-31 | 1,706 | $24.2K | SEC filing |
| Tower Research Capital LLC (TRC) | 2026-03-31 | 602 | $8.55K | SEC filing |
| Creative Planning | 2026-03-31 | 13,246 | $188K | SEC filing |
| NOMURA ASSET MANAGEMENT CO LTD | 2026-03-31 | 1,467 | $20.8K | SEC filing |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2026-03-31 | 46,142 | $655K | SEC filing |
| LPL Financial LLC | 2026-03-31 | 187,438 | $2.66M | SEC filing |
| Hardy Reed LLC | 2026-03-31 | 11,300 | $160K | SEC filing |
| NorthRock Partners, LLC | 2026-03-31 | 10,262 | $146K | SEC filing |
| EverSource Wealth Advisors, LLC | 2026-03-31 | 1,200 | $17K | SEC filing |
| FIFTH THIRD BANCORP | 2026-03-31 | 1,049 | $14.9K | SEC filing |
- Each value is checked against Gladstone Investment Corporation's share prices from within about three months of its report date (insiders' Form 4 trades and the latest close).
- Value not shown for 2 rows: the filed value is about 1,000 times too small for the share count at Gladstone Investment Corporation's share price.
Filer report history
Two reports per filer, as filed. No change is calculated, because the data on file cannot confirm that both reports describe the same security.
- North Star Investment Management Corp.: 5,000 shares reported 2025-12-31; 5,000 shares reported 2026-03-31.
- State of Wyoming: 14,667 shares reported 2025-12-31; 9,421 shares reported 2026-03-31.
- Ritter Daniher Financial Advisory LLC / DE: 1,543 shares reported 2025-12-31; 1,570 shares reported 2026-03-31.
- Kentucky Trust Co: 2,000 shares reported 2025-12-31; 2,000 shares reported 2026-03-31.
- COMMONWEALTH EQUITY SERVICES, LLC: 28,396 shares reported 2025-12-31; 29,188 shares reported 2026-03-31.
- PFG Advisors: 305,248 shares reported 2025-12-31; 315,330 shares reported 2026-03-31.
- CANADA LIFE ASSURANCE Co: 50,440 shares reported 2025-12-31; 43,425 shares reported 2026-03-31.
- Baird Financial Group, Inc.: 90,801 shares reported 2025-12-31; 90,300 shares reported 2026-03-31.
- Abel Hall, LLC: 10,000 shares reported 2025-12-31; 10,000 shares reported 2026-03-31.
- TWO SIGMA INVESTMENTS, LP: 190,243 shares reported 2025-12-31; 804,263 shares reported 2026-03-31.
- OAKWORTH CAPITAL, INC.: 100 shares reported 2025-12-31; 100 shares reported 2026-03-31.
- OSAIC HOLDINGS, INC.: 88,410 shares reported 2025-12-31; 95,255 shares reported 2026-03-31.
Showing the 12 most recent filer reports.
70 filers have only one report here.
Independent insiders buying near the same time
- 2023-03-14–2023-03-16: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2022-02-23–2022-02-24: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2020-03-18–2020-03-23: 5 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
- 2020-03-16–2020-03-20: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2020-03-12–2020-03-19: 4 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
- 2020-03-11–2020-03-18: 4 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
- 2019-09-09–2019-09-13: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2017-03-09–2017-03-13: 4 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
- 2014-12-08–2014-12-09: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2014-03-14–2014-03-14: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2014-02-07–2014-02-10: 3 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2013-12-09–2013-12-12: 5 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
- 2013-11-11–2013-11-18: 5 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
- 2011-09-06–2011-09-12: 5 event(s) across 5 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
- 2011-08-05–2011-08-10: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2011-06-01–2011-06-06: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2011-05-26–2011-06-01: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2011-02-04–2011-02-07: 4 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
- 2010-08-05–2010-08-11: 6 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
- 2008-11-12–2008-11-19: 5 event(s) across 4 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
Purchases & sales (open market or private)
| Security | Code | Price | Filing | |||
|---|---|---|---|---|---|---|
| 2026-05-19 | Ritchie Taylor · Chief Financial Officer | Common Stock | P — Open market or private purchase | +160 | 16.15 | SEC filing |
| 2026-05-19 | Ritchie Taylor · Chief Financial Officer | Common Stock | P — Open market or private purchase | +155 | 16.10 | SEC filing |
| 2026-05-18 | Ritchie Taylor · Chief Financial Officer | Common Stock | P — Open market or private purchase | +150 | 16.29 | SEC filing |
| 2026-05-15 | Ritchie Taylor · Chief Financial Officer | Common Stock | P — Open market or private purchase | +450 | 16.50 | SEC filing |
| 2023-11-06 | Easton Rachael Z. · CFO and Treasurer | Common Stock | P — Open market or private purchase | +650 | 14.67 | SEC filing |
| 2023-08-07 | DULLUM DAVID A R · President | Common Stock | P — Open market or private purchase | +5,000 | 13.39 | SEC filing |
| 2023-03-16 | Easton Rachael Z. · CFO and Treasurer | Common Stock | P — Open market or private purchase | +375 | 13.12 | SEC filing |
| 2023-03-14 | DULLUM DAVID A R · President | Common Stock | P — Open market or private purchase | +3,000 | 12.84 | SEC filing |
Showing 8 of 20 rows
Grants, exercises, tax & gifts
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2024-10-10 | DULLUM DAVID A R · President | Common Stock | G — Bona fide gift | −3,000 | SEC filing |
| 2008-04-21 | STELLJES GEORGE III · CIO | Subscription Rights (right to buy) | X — Exercise of in-the-money or at-the-money derivative security | −4,285 | SEC filing |
| 2008-04-21 | Mead Gerard · Director | Subscription Rights (right to buy) | X — Exercise of in-the-money or at-the-money derivative security | −356 | SEC filing |
| 2008-04-21 | OUTLAND JOHN H · Director | Common Stock | X — Exercise of in-the-money or at-the-money derivative security | +355 | SEC filing |
| 2008-04-21 | BRUBAKER TERRY LEE · COO | Common Stock | X — Exercise of in-the-money or at-the-money derivative security | +2,941 | SEC filing |
| 2008-04-21 | OUTLAND JOHN H · Director | Subscription Rights (right to buy) | X — Exercise of in-the-money or at-the-money derivative security | −355 | SEC filing |
| 2008-04-21 (amended) | Mead Gerard · Director | Subscription Rights (right to buy) | X — Exercise of in-the-money or at-the-money derivative security | −1,784 | SEC filing |
| 2008-04-21 | ENGLISH MICHELA A · Director | Subscription Rights (right to buy) | X — Exercise of in-the-money or at-the-money derivative security | −333 | SEC filing |
Showing 8 of 11 rows
These tables describe filed transactions, not current holdings. Prices are shown as filed; a currency is added only when the filing's data names one. Amended and possible duplicate rows are left out of size comparisons and transaction groups.