FIDUS INVESTMENT Corp
FDUSFigures shown here come from public SEC filings. Dates beside each section show the available history.
How FIDUS INVESTMENT Corp Makes Money
No flow chart is shown because the available revenue and expense lines do not reconcile exactly. The reported financial history below remains available.
Financial Summary
Choose a year or quarter, compare it with the same period a year earlier, and open any row for its full filing history.
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SEC filings supply these figures; updates after the dates shown are not included. This page includes 6 annual periods. The latest annual period ends Dec 31, 2025. The latest insider filing shown is dated Feb 4, 2021. The latest institutional report shown is dated Mar 31, 2026; other ownership filings may exist.
Ownership
Who holds the shares, as reported in SEC ownership filings.
Reported 13F positions
Each row shows what a filer reported for one date, not a current position. The link opens that filing.
| Filer | Report date | Shares | Value | Filing |
|---|---|---|---|---|
| IHT Wealth Management, LLC | 2026-03-31 | 82,855 | Not shown | SEC filing |
| Millstone Evans Group, LLC | 2026-03-31 | 3,686 | Not shown | SEC filing |
| INDEPENDENT FINANCIAL GROUP, LLC | 2026-03-31 | 30,961 | Not shown | SEC filing |
| Atlantic Union Bankshares Corp | 2026-03-31 | 1,500 | Not shown | SEC filing |
| Private Wealth Asset Management, LLC | 2026-03-31 | 10 | Not shown | SEC filing |
| Sage Investment Counsel LLC | 2026-03-31 | 13,070 | Not shown | SEC filing |
| State of Alaska, Department of Revenue | 2026-03-31 | 1,431 | Not shown | SEC filing |
| Advisory Services Network, LLC | 2026-03-31 | 2,000 | Not shown | SEC filing |
| ROCKLAND TRUST CO | 2026-03-31 | 55,912 | Not shown | SEC filing |
| N.E.W. Advisory Services LLC | 2026-03-31 | 63 | Not shown | SEC filing |
| WELLS FARGO & COMPANY/MN | 2026-03-31 | 11,732 | Not shown | SEC filing |
| TWO SIGMA INVESTMENTS, LP | 2026-03-31 | 273,709 | Not shown | SEC filing |
| SIMPLEX TRADING, LLC | 2026-03-31 | 893 | Not shown | SEC filing |
| OPPENHEIMER & CO INC | 2026-03-31 | 19,685 | Not shown | SEC filing |
| PNC FINANCIAL SERVICES GROUP, INC. | 2026-03-31 | 750 | Not shown | SEC filing |
| Virtus Investment Advisers, LLC | 2026-03-31 | 30,443 | Not shown | SEC filing |
| CWM, LLC | 2026-03-31 | 14,520 | Not shown | SEC filing |
| Baird Financial Group, Inc. | 2026-03-31 | 406,426 | Not shown | SEC filing |
| 1 NORTH WEALTH SERVICES LLC | 2026-03-31 | 600 | Not shown | SEC filing |
| HB Wealth Management, LLC | 2026-03-31 | 13,359 | Not shown | SEC filing |
- Each value is checked against FIDUS INVESTMENT Corp's share prices from within about three months of its report date (insiders' Form 4 trades and the latest close).
- Value not shown for 20 rows: no share price from within three months of their report dates is on file, so they could not be checked.
120 filers have only one report here.
Unusually large insider trades
Each trade is compared with the other insider trades of the same kind in the same security among FIDUS INVESTMENT Corp's recent filings on file. Size alone is context, not a prediction or evidence of improper trading.
- 2012-01-20 · PineBridge Secondary Partners II Holdings, L.P.: Larger than 15 of the 16 other insider sales of Common Stock, par value $0.001 per share on file. SEC filing
- 2012-01-10 · PineBridge Secondary Partners II Holdings, L.P.: Larger than all 16 other insider sales of Common Stock, par value $0.001 per share on file. SEC filing
Independent insiders buying near the same time
- 2020-03-09–2020-03-13: 11 event(s) across 6 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2019-08-06–2019-08-08: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2018-03-07–2018-03-09: 6 event(s) across 4 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
- 2015-08-21–2015-08-24: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2014-12-01–2014-12-04: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2014-11-24–2014-12-01: 4 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
- 2012-11-08–2012-11-09: 3 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2012-03-12–2012-03-15: 4 event(s) across 4 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing )
Purchases & sales (open market or private)
| Security | Code | Price | Filing | |||
|---|---|---|---|---|---|---|
| 2020-03-13 | HYMAN CHARLES D · Director | Common Stock | P — Open market or private purchase | +2,000 | 9.84 | SEC filing |
| 2020-03-12 | ROSS EDWARD H · See Remarks | Common Stock | P — Open market or private purchase | +4,000 | 9.31 | SEC filing |
| 2020-03-12 | Anstiss Raymond L. Jr. · Director | Common Stock | P — Open market or private purchase | +1,500 | 9.00 | SEC filing |
| 2020-03-12 | Tune Edward X. · Director | Common Stock | P — Open market or private purchase | +3,000 | 9.43 | SEC filing |
| 2020-03-12 | Sherard Shelby E · See Remarks | Common Stock | P — Open market or private purchase | +5,000 | 9.36 | SEC filing |
| 2020-03-11 | Lauer Thomas Charles · President | Common Stock | P — Open market or private purchase | +2,000 | 11.45 | SEC filing |
| 2020-03-11 | Anstiss Raymond L. Jr. · Director | Common Stock | P — Open market or private purchase | +6,150 | 11.66 | SEC filing |
| 2020-03-10 | ROSS EDWARD H · See Remarks | Common Stock | P — Open market or private purchase | +2,000 | 11.81 | SEC filing |
Showing 8 of 20 rows
Other activity
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2020-04-20 | ROSS EDWARD H · See Remarks | Common Stock | W — Acquisition or disposition by will or laws of descent | +333 | SEC filing |
| 2011-06-21 | ROSS EDWARD H · Chairman of the Board and CEO | Common Stock | L — Small acquisition | +100 | SEC filing |
Showing 2 of 2 rows
These tables describe filed transactions, not current holdings. Prices are shown as filed; a currency is added only when the filing's data names one. Amended and possible duplicate rows are left out of size comparisons and transaction groups.