Ellington Financial Inc.
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Per-share earnings are not available for each of the last four quarters
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Figures shown here come from public SEC filings. Dates beside each section show the available history.
How Ellington Financial Inc. Makes Money
No flow chart is shown because the available revenue and expense lines do not reconcile exactly. The reported financial history below remains available.
Financial Summary
Choose a year or quarter, compare it with the same period a year earlier, and open any row for its full filing history.
Loading financial history…
SEC filings supply these figures; updates after the dates shown are not included. This page includes 17 annual periods. The latest annual period ends Dec 31, 2025. The latest insider filing shown is dated May 13, 2026. The latest institutional report shown is dated Mar 31, 2026; other ownership filings may exist.
Ownership
Who holds the shares, as reported in SEC ownership filings.
Reported 13F positions
Each row shows what a filer reported for one date, not a current position. The link opens that filing.
| Filer | Report date | Shares | Value | Filing |
|---|---|---|---|---|
| OSAIC HOLDINGS, INC. | 2026-03-31 | 35,808 | Not shown | SEC filing |
| High Point Wealth Management, LLC | 2026-03-31 | 516 | Not shown | SEC filing |
| COMMONWEALTH EQUITY SERVICES, LLC | 2026-03-31 | 21,840 | Not shown | SEC filing |
| Corient Private Wealth LLC | 2026-03-31 | 11,339 | Not shown | SEC filing |
| Powell Investment Advisors, LLC | 2026-03-31 | 21,225 | Not shown | SEC filing |
| Kingsview Wealth Management, LLC | 2026-03-31 | 28,567 | Not shown | SEC filing |
| UBS Group AG | 2026-03-31 | 644,411 | Not shown | SEC filing |
| M&T Bank Corp | 2026-03-31 | 12,522 | Not shown | SEC filing |
| Qube Research & Technologies Ltd | 2026-03-31 | 881,416 | Not shown | SEC filing |
| JPMORGAN CHASE & CO | 2026-03-31 | 930,685 | Not shown | SEC filing |
| STIFEL FINANCIAL CORP | 2026-03-31 | 40,519 | Not shown | SEC filing |
| Vision Retirement, LLC | 2026-03-31 | 300 | Not shown | SEC filing |
| ProShare Advisors LLC | 2026-03-31 | 19,000 | Not shown | SEC filing |
| GAMMA Investing LLC | 2026-03-31 | 4,286 | Not shown | SEC filing |
| VOYA INVESTMENT MANAGEMENT LLC | 2026-03-31 | 17,070 | Not shown | SEC filing |
| Keating Financial Advisory Services, Inc. | 2026-03-31 | 97 | Not shown | SEC filing |
| Cambridge Investment Research Advisors, Inc. | 2026-03-31 | 50,295 | Not shown | SEC filing |
| ALPINE WOODS CAPITAL INVESTORS, LLC | 2026-03-31 | 19,095 | Not shown | SEC filing |
| ALLIANCEBERNSTEIN L.P. | 2026-03-31 | 138,610 | Not shown | SEC filing |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | 2026-03-31 | 9,231 | Not shown | SEC filing |
- Each value is checked against Ellington Financial Inc.'s share prices from within about three months of its report date (insiders' Form 4 trades and the latest close).
- Value not shown for 20 rows: no share price from within three months of their report dates is on file, so they could not be checked.
120 filers have only one report here.
Unusually large insider trades
Each trade is compared with the other insider trades of the same kind in the same security among Ellington Financial Inc.'s recent filings on file. Size alone is context, not a prediction or evidence of improper trading.
- 2011-12-22 · Vranos Michael W: Larger than 61 of the 65 other insider purchases of Common Shares rep. limited liability company interests on file. SEC filing
- 2011-12-22 · Penn Laurence: Larger than 64 of the 65 other insider purchases of Common Shares rep. limited liability company interests on file. SEC filing
- 2011-12-21 · Vranos Michael W: Larger than 63 of the 65 other insider purchases of Common Shares rep. limited liability company interests on file. SEC filing
- 2011-12-21 · Penn Laurence: Larger than all 65 other insider purchases of Common Shares rep. limited liability company interests on file. SEC filing
- 2011-12-20 · Penn Laurence: Larger than 60 of the 65 other insider purchases of Common Shares rep. limited liability company interests on file. SEC filing
- 2011-12-19 · Penn Laurence: Larger than 62 of the 65 other insider purchases of Common Shares rep. limited liability company interests on file. SEC filing
- 2011-12-19 · Vranos Michael W: Larger than 59 of the 65 other insider purchases of Common Shares rep. limited liability company interests on file. SEC filing
Independent insiders buying near the same time
- 2011-12-30–2011-12-30: 3 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2011-12-22–2011-12-29: 12 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2011-12-21–2011-12-28: 12 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2011-12-20–2011-12-27: 12 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2011-12-19–2011-12-22: 12 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2011-12-01–2011-12-08: 12 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2011-11-29–2011-12-06: 15 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2011-11-28–2011-12-05: 15 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2011-11-23–2011-11-30: 12 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2011-10-18–2011-10-25: 10 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2011-10-13–2011-10-20: 15 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
- 2011-10-12–2011-10-18: 15 event(s) across 3 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing , filing )
Purchases & sales (open market or private)
| Security | Code | Price | Filing | |||
|---|---|---|---|---|---|---|
| 2025-09-11 | SIMON RONALD I · Director | Common Stock | P — Open market or private purchase | +5,544 | 13.56 | SEC filing |
| 2024-10-15 | Vranos Michael W · Co-Chief Investment Officer | Common Stock | S — Open market or private sale | −14,361 | 12.58 | SEC filing |
| 2024-10-14 | Vranos Michael W · Co-Chief Investment Officer | Common Stock | S — Open market or private sale | −14,000 | 12.48 | SEC filing |
| 2024-07-02 | Vranos Michael W · Co-Chief Investment Officer | Common Stock | S — Open market or private sale | −5,900 | 12.12 | SEC filing |
| 2024-06-17 | Vranos Michael W · Co-Chief Investment Officer | Common Stock | S — Open market or private sale | −8,300 | 12.15 | SEC filing |
| 2024-06-14 | Vranos Michael W · Co-Chief Investment Officer | Common Stock | S — Open market or private sale | −8,300 | 12.11 | SEC filing |
| 2023-12-14 | Mumford Lisa · Director | Common Stock | S — Open market or private sale | −21,180 | 13.06 | SEC filing |
| 2018-11-14 | Penn Laurence · CEO and President | Common Shares rep limited liability company interests | P — Open market or private purchase | +28,631 | 16.15 | SEC filing |
Showing 8 of 19 rows
Grants, exercises, tax & gifts
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2025-12-31 | Mumford Lisa · Director | OP LTIP Units | M — Exercise or conversion of derivative security | −7,657 | SEC filing |
| 2025-12-31 | Mumford Lisa · Director | Common Stock | A — Grant, award, or other acquisition | +7,657 | SEC filing |
| 2025-12-17 | Smernoff Chris · Chief Accounting Officer | OP LTIP Units | A — Grant, award, or other acquisition | +18,209 | SEC filing |
| 2025-12-17 | Herlihy John · Chief Financial Officer | OP LTIP Units | A — Grant, award, or other acquisition | +36,417 | SEC filing |
| 2025-09-10 | Mumford Lisa · Director | Common Stock | A — Grant, award, or other acquisition | +9,198 | SEC filing |
| 2025-09-10 | Resendez Edward · Director | OP LTIP Units | A — Grant, award, or other acquisition | +9,198 | SEC filing |
| 2025-09-10 | Dannhauser Stephen J · Director | OP LTIP Units | A — Grant, award, or other acquisition | +9,198 | SEC filing |
| 2025-09-10 | SIMON RONALD I · Director | Common Stock | A — Grant, award, or other acquisition | +9,198 | SEC filing |
Showing 8 of 20 rows
Other activity
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2026-05-11 | Vranos Michael W · Co-Chief Investment Officer | Common Stock | J — Other acquisition or disposition | +161,934 | SEC filing |
| 2025-05-20 | Vranos Michael W · Co-Chief Investment Officer | Common Stock | J — Other acquisition or disposition | +33,877 | SEC filing |
| 2024-12-27 | Mumford Lisa · Director | OP LTIP Units | J — Other acquisition or disposition | −8,378 | SEC filing |
| 2024-12-27 | SIMON RONALD I · Director | OP LTIP Units | J — Other acquisition or disposition | −8,378 | SEC filing |
| 2022-02-22 | Vranos Michael W · Co-Chief Investment Officer | Common Stock | J — Other acquisition or disposition | +19,094 | SEC filing |
| 2021-11-12 | Vranos Michael W · Co-Chief Investment Officer | Common Units | J — Other acquisition or disposition | −17,650 | SEC filing |
| 2021-11-12 | Vranos Michael W · Co-Chief Investment Officer | Common Stock | J — Other acquisition or disposition | −8,666 | SEC filing |
| 2021-11-12 | Vranos Michael W · Co-Chief Investment Officer | LTIP Units | J — Other acquisition or disposition | −1,363 | SEC filing |
Showing 8 of 10 rows
These tables describe filed transactions, not current holdings. Prices are shown as filed; a currency is added only when the filing's data names one. Amended and possible duplicate rows are left out of size comparisons and transaction groups.