Capital Southwest Corp
CSWCFigures shown here come from public SEC filings. Dates beside each section show the available history.
How Capital Southwest Corp Makes Money
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Source: Capital Southwest Corp — 10-K filed May 31, 2013
Financial Summary
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SEC filings supply these figures; updates after the dates shown are not included. This page includes 14 annual periods. The latest annual period ends Mar 31, 2026. The latest insider filing shown is dated Jun 30, 2026.
Ownership
Who holds the shares, as reported in SEC ownership filings.
Independent insiders buying near the same time
- 2026-06-01–2026-06-05: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2024-11-07–2024-11-08: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2024-06-21–2024-06-28: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2024-05-29–2024-06-03: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2024-05-23–2024-05-29: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2022-11-03–2022-11-04: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2022-03-29–2022-03-30: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2021-09-28–2021-09-30: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2021-09-09–2021-09-09: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2020-03-17–2020-03-20: 6 event(s) across 5 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
- 2020-02-24–2020-03-02: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
- 2019-08-28–2019-08-30: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2018-02-08–2018-02-09: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
- 2016-09-07–2016-09-14: 6 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
- 2016-06-17–2016-06-24: 5 event(s) across 4 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )
Purchases & sales (open market or private)
| Security | Code | Price | Filing | |||
|---|---|---|---|---|---|---|
| 2026-06-30 | Rogers-Windsor Ramona Lynn · Director | Common Stock | P — Open market or private purchase | +211 | 23.70 | SEC filing |
| 2026-06-17 | BATTIST CHRISTINE · Director | Common Stock | P — Open market or private purchase | +860 | 23.23 | SEC filing |
| 2026-06-05 | Thomas William R III · Director | Common Stock | P — Open market or private purchase | +5,000 | 23.40 | SEC filing |
| 2026-06-05 | Thomas William R III · Director | Common Stock | S — Open market or private sale | −4,661 | 23.29 | SEC filing |
| 2026-06-01 | Rogers-Windsor Ramona Lynn · Director | Common Stock | P — Open market or private purchase | +213 | 23.42 | SEC filing |
| 2026-02-27 | Sarner Michael Scott · President and CEO | Common Stock | P — Open market or private purchase | +2,695 | 21.90 | SEC filing |
| 2026-02-09 | BATTIST CHRISTINE · Director | Common Stock | P — Open market or private purchase | +600 | 23.16 | SEC filing |
| 2025-10-01 | Rogers-Windsor Ramona Lynn · Director | Common Stock | P — Open market or private purchase | +463 | 21.55 | SEC filing |
Showing 8 of 20 rows
Grants, exercises, tax & gifts
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2026-06-10 | Weinstein Joshua S. · Senior Managing Director & CIO | Common Stock | F — Payment of exercise price or tax by delivering securities | −9,588 | SEC filing |
| 2026-06-10 | Rehberger Chris · Chief Financial Officer | Common Stock | F — Payment of exercise price or tax by delivering securities | −3,688 | SEC filing |
| 2026-06-10 | Sarner Michael Scott · President and CEO | Common Stock | F — Payment of exercise price or tax by delivering securities | −11,705 | SEC filing |
| 2026-06-09 | Rehberger Chris · Chief Financial Officer | Common Stock | A — Grant, award, or other acquisition | +75,000 | SEC filing |
| 2026-06-09 | Weinstein Joshua S. · Senior Managing Director & CIO | Common Stock | A — Grant, award, or other acquisition | +100,000 | SEC filing |
| 2026-06-09 | Sarner Michael Scott · President and CEO | Common Stock | A — Grant, award, or other acquisition | +140,000 | SEC filing |
| 2026-06-09 | Sarner Michael Scott · President and CEO | Common Stock | F — Payment of exercise price or tax by delivering securities | −13,765 | SEC filing |
| 2026-06-09 | Rehberger Chris · Chief Financial Officer | Common Stock | F — Payment of exercise price or tax by delivering securities | −4,492 | SEC filing |
Showing 8 of 32 rows
Other activity
| Security | Code | Filing | |||
|---|---|---|---|---|---|
| 2016-06-17 (amended) | Moab Capital Partners LLC · 10% owner | Put Option (Right to Sell) | J — Other acquisition or disposition | −1,000 | SEC filing |
| 2016-06-17 (amended) | Moab Capital Partners LLC · 10% owner | Put Option (Right to Sell) | J — Other acquisition or disposition | −939 | SEC filing |
Showing 2 of 2 rows
These tables describe filed transactions, not current holdings. Prices are shown as filed; a currency is added only when the filing's data names one. Amended and possible duplicate rows are left out of size comparisons and transaction groups.