Capital Southwest Corp

CSWC
As of the close on Sep 25, 2026
Price
$23.13
Market cap
$1.47B
P/E (diluted TTM)
—
The fourth quarter's per-share figure could not be confirmed from the annual report
EPS (TTM)
—
The fourth quarter's per-share figure could not be confirmed from the annual report
Dividend yield
—
Dividend records do not yet cover the latest payments

Figures shown here come from public SEC filings. Dates beside each section show the available history.

How Capital Southwest Corp Makes Money

Follow each dollar of revenue through to what shareholders keep.

From revenue to net income

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Source: Capital Southwest Corp — 10-K filed May 31, 2013

Financial Summary

Choose a year or quarter, compare it with the same period a year earlier, and open any row for its full filing history.

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SEC filings supply these figures; updates after the dates shown are not included. This page includes 14 annual periods. The latest annual period ends Mar 31, 2026. The latest insider filing shown is dated Jun 30, 2026.

Ownership

Who holds the shares, as reported in SEC ownership filings.

Independent insiders buying near the same time

  • 2026-06-01–2026-06-05: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
  • 2024-11-07–2024-11-08: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
  • 2024-06-21–2024-06-28: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
  • 2024-05-29–2024-06-03: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
  • 2024-05-23–2024-05-29: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
  • 2022-11-03–2022-11-04: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
  • 2022-03-29–2022-03-30: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
  • 2021-09-28–2021-09-30: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
  • 2021-09-09–2021-09-09: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
  • 2020-03-17–2020-03-20: 6 event(s) across 5 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
  • 2020-02-24–2020-03-02: 3 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing )
  • 2019-08-28–2019-08-30: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
  • 2018-02-08–2018-02-09: 2 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing )
  • 2016-09-07–2016-09-14: 6 event(s) across 2 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing , filing )
  • 2016-06-17–2016-06-24: 5 event(s) across 4 owner(s) — A cluster counts independent reporting owners that reported purchases within a set time. Co-filers and declared affiliates count once, and duplicate reports of the same event count once. ( filing , filing , filing , filing , filing )

Purchases & sales (open market or private)

SecurityCodePriceFiling
2026-06-30Rogers-Windsor Ramona Lynn · DirectorCommon StockP — Open market or private purchase+21123.70SEC filing
2026-06-17BATTIST CHRISTINE · DirectorCommon StockP — Open market or private purchase+86023.23SEC filing
2026-06-05Thomas William R III · DirectorCommon StockP — Open market or private purchase+5,00023.40SEC filing
2026-06-05Thomas William R III · DirectorCommon StockS — Open market or private sale−4,66123.29SEC filing
2026-06-01Rogers-Windsor Ramona Lynn · DirectorCommon StockP — Open market or private purchase+21323.42SEC filing
2026-02-27Sarner Michael Scott · President and CEOCommon StockP — Open market or private purchase+2,69521.90SEC filing
2026-02-09BATTIST CHRISTINE · DirectorCommon StockP — Open market or private purchase+60023.16SEC filing
2025-10-01Rogers-Windsor Ramona Lynn · DirectorCommon StockP — Open market or private purchase+46321.55SEC filing

Showing 8 of 20 rows

Grants, exercises, tax & gifts

SecurityCodeFiling
2026-06-10Weinstein Joshua S. · Senior Managing Director & CIOCommon StockF — Payment of exercise price or tax by delivering securities−9,588SEC filing
2026-06-10Rehberger Chris · Chief Financial OfficerCommon StockF — Payment of exercise price or tax by delivering securities−3,688SEC filing
2026-06-10Sarner Michael Scott · President and CEOCommon StockF — Payment of exercise price or tax by delivering securities−11,705SEC filing
2026-06-09Rehberger Chris · Chief Financial OfficerCommon StockA — Grant, award, or other acquisition+75,000SEC filing
2026-06-09Weinstein Joshua S. · Senior Managing Director & CIOCommon StockA — Grant, award, or other acquisition+100,000SEC filing
2026-06-09Sarner Michael Scott · President and CEOCommon StockA — Grant, award, or other acquisition+140,000SEC filing
2026-06-09Sarner Michael Scott · President and CEOCommon StockF — Payment of exercise price or tax by delivering securities−13,765SEC filing
2026-06-09Rehberger Chris · Chief Financial OfficerCommon StockF — Payment of exercise price or tax by delivering securities−4,492SEC filing

Showing 8 of 32 rows

Other activity

SecurityCodeFiling
2016-06-17 (amended)Moab Capital Partners LLC · 10% ownerPut Option (Right to Sell)J — Other acquisition or disposition−1,000SEC filing
2016-06-17 (amended)Moab Capital Partners LLC · 10% ownerPut Option (Right to Sell)J — Other acquisition or disposition−939SEC filing

Showing 2 of 2 rows

These tables describe filed transactions, not current holdings. Prices are shown as filed; a currency is added only when the filing's data names one. Amended and possible duplicate rows are left out of size comparisons and transaction groups.